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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
326
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$1.56M 0.05%
42,576
+1,412
+3% +$52.5K
IXJ icon
327
iShares Global Healthcare ETF
IXJ
$4.23B
$1.56M 0.05%
34,292
-1,228
-3% -$54.8K
XRAY icon
328
Dentsply Sirona
XRAY
$2.36B
$1.56M 0.05%
33,833
+100
+0.3% +$4.63K
RY icon
329
Royal Bank of Canada
RY
$294B
$1.56M 0.05%
23,683
-883
-4% -$57.1K
SE
330
DELISTED
Spectra Energy Corp Wi
SE
$1.55M 0.05%
41,938
+6,129
+17% +$222K
SNI
331
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$1.54M 0.05%
19,565
+103
+0.5% +$8.02K
WMB icon
332
Williams Companies
WMB
$87.5B
$1.54M 0.05%
38,031
+37
+0.1% +$1.5K
KED
333
DELISTED
Kayne Anderson Energy
KED
$1.54M 0.04%
49,851
-163
-0.3% -$4.71K
RSO
334
DELISTED
Resource Capital Corp.
RSO
$1.54M 0.04%
69,013
+1,367
+2% +$32.1K
PPG icon
335
PPG Industries
PPG
$25.8B
$1.53M 0.04%
15,656
-234
-1% -$22.2K
BID
336
DELISTED
Sotheby's
BID
$1.53M 0.04%
35,129
+3,682
+12% +$176K
CHK.PRD
337
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$1.53M 0.04%
16,693
-419
-2% -$38.3K
PGH
338
DELISTED
Pengrowth Energy Corporation
PGH
$1.51M 0.04%
248,098
+33,513
+16% +$213K
EMR icon
339
Emerson Electric
EMR
$89B
$1.5M 0.04%
22,483
+1,188
+6% +$78.2K
VFC icon
340
VF Corp
VFC
$5.83B
$1.48M 0.04%
26,345
+14,542
+123% +$819K
EWS icon
341
iShares MSCI Singapore ETF
EWS
$1.15B
$1.46M 0.04%
56,046
+54,140
+2,841% +$1.36M
GLW icon
342
Corning
GLW
$138B
$1.46M 0.04%
70,255
+532
+0.8% +$10K
AOS icon
343
A.O. Smith
AOS
$8.49B
$1.46M 0.04%
61,484
+2,084
+4% +$50.8K
HCC
344
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$1.46M 0.04%
32,092
-10,901
-25% -$481K
WPC icon
345
W.P. Carey
WPC
$16.1B
$1.45M 0.04%
24,713
+17,214
+230% +$1.04M
NRF
346
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.45M 0.04%
45,735
-277
-0.6% -$8.15K
MRO
347
DELISTED
Marathon Oil Corporation
MRO
$1.45M 0.04%
40,691
-2,600
-6% -$87.6K
IXC icon
348
iShares Global Energy ETF
IXC
$2.71B
$1.44M 0.04%
32,863
-728
-2% -$30.7K
AAIC
349
DELISTED
Arlington Asset Investment Corp.
AAIC
$1.44M 0.04%
54,225
+34,800
+179% +$919K
MET icon
350
MetLife
MET
$61.7B
$1.43M 0.04%
30,397
+6,002
+25% +$276K
12 13
14
15 16

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.