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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFBI
3451
DELISTED
Premier Financial Bancorp
PFBI
$17K ﹤0.01%
1,375
– –
CATM
3452
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$17K ﹤0.01%
419
-41
-9% -$1.57K
GLUU
3453
DELISTED
Glu Mobile Inc.
GLUU
$17K ﹤0.01%
7,500
– –
JE
3454
DELISTED
Just Energy Group Inc
JE
$17K ﹤0.01%
80
+53
+196% +$10.8K
EQLT
3455
DELISTED
Workplace Equality Portfolio
EQLT
$17K ﹤0.01%
625
+119
+24% +$3.24K
KS
3456
DELISTED
KapStone Paper and Pack Corp.
KS
$17K ﹤0.01%
1,273
-81
-6% -$1.19K
HGT
3457
DELISTED
Hugoton Royalty Trust
HGT
$17K ﹤0.01%
7,463
-35
-0.5% -$60
NSM
3458
DELISTED
Nationstar Mortgage Holdings
NSM
$17K ﹤0.01%
1,500
– –
JOY
3459
DELISTED
Joy Global Inc
JOY
$17K ﹤0.01%
802
-324
-29% -$6.12K
ACAT
3460
DELISTED
Arctic Cat Inc
ACAT
$17K ﹤0.01%
1,015
-36
-3% -$569
IQNT
3461
DELISTED
Inteliquent, Inc.
IQNT
$17K ﹤0.01%
860
+72
+9% +$1.22K
FUR
3462
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$17K ﹤0.01%
1,900
+500
+36% +$5.42K
PGH
3463
DELISTED
Pengrowth Energy Corporation
PGH
$17K ﹤0.01%
9,315
-3,877
-29% -$6.3K
KNL
3464
DELISTED
Knoll, Inc.
KNL
$17K ﹤0.01%
712
+305
+75% +$7.16K
MLPG
3465
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$17K ﹤0.01%
682
– –
CCXE
3466
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$17K ﹤0.01%
714
+3
+0.4% +$68
EWRM
3467
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$17K ﹤0.01%
341
+1
+0.3% +$50
PLM
3468
DELISTED
PolyMet Mining Corp.
PLM
$17K ﹤0.01%
2,154
+780
+57% +$6.59K
EE
3469
DELISTED
El Paso Electric Company
EE
$17K ﹤0.01%
355
+2
+0.6% +$90
BOI
3470
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$17K ﹤0.01%
1,163
+46
+4% +$681
ADTN icon
3471
Adtran
ADTN
$658M
$16K ﹤0.01%
887
-1,000
-53% -$19K
AGYS icon
3472
Agilysys
AGYS
$3.25B
$16K ﹤0.01%
1,500
– –
BANC icon
3473
Banc of California
BANC
$3.11B
$16K ﹤0.01%
898
+533
+146% +$10.2K
BYM
3474
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$16K ﹤0.01%
1,000
-206
-17% -$3.19K
CTO
3475
CTO Realty Growth
CTO
$823M
$16K ﹤0.01%
1,223
+4
+0.3% +$52
137 138
139
140 141

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.