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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGC
3426
DELISTED
Regal Entertainment Group
RGC
$5K ﹤0.01%
257
– –
VALE.P
3427
DELISTED
Vale S A
VALE.P
$5K ﹤0.01%
540
+39
+8% +$463
BONT
3428
DELISTED
Bon-Ton Stores Inc/The
BONT
$5K ﹤0.01%
600
-600
-50% -$5.77K
BSTG
3429
DELISTED
Biostage, Inc. Common Stock
BSTG
$5K ﹤0.01%
604
-3
-0.5% -$25
PPP
3430
DELISTED
Primero Mining Corp
PPP
$5K ﹤0.01%
1,000
– –
ICLD
3431
DELISTED
INTERCLOUD SYSTEMS, INC. COMMON STOCK
ICLD
$5K ﹤0.01%
1,000
– –
GTIP
3432
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
$5K ﹤0.01%
104
– –
FSYS
3433
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$5K ﹤0.01%
575
– –
NXZ
3434
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5K ﹤0.01%
375
– –
NMA
3435
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5K ﹤0.01%
357
-146
-29% -$1.99K
SIRO
3436
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$5K ﹤0.01%
61
– –
KING
3437
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$5K ﹤0.01%
400
– –
CNW
3438
DELISTED
CON-WAY INC.
CNW
$5K ﹤0.01%
95
+2
+2% +$101
DEJ
3439
DELISTED
DEJOUR ENERGY INC COM
DEJ
$5K ﹤0.01%
21,000
+19,000
+950% +$4.96K
TBAR
3440
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
$5K ﹤0.01%
200
– –
DRC
3441
DELISTED
DRESSER-RAND GROUP INC
DRC
$5K ﹤0.01%
60
-62
-51% -$4.17K
PT
3442
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$5K ﹤0.01%
2,200
-31,228
-93% -$70.8K
SIMG
3443
DELISTED
SILICON IMAGE INC
SIMG
$5K ﹤0.01%
1,000
– –
PTP
3444
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$5K ﹤0.01%
90
– –
SAPE
3445
DELISTED
SAPIENT CORP
SAPE
$5K ﹤0.01%
350
– –
CAVM
3446
DELISTED
Cavium, Inc.
CAVM
$5K ﹤0.01%
99
-12,113
-99% -$613K
GUR
3447
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$5K ﹤0.01%
145
– –
VIA
3448
DELISTED
Viacom Inc. Class A
VIA
$5K ﹤0.01%
70
– –
NQS
3449
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$5K ﹤0.01%
376
+5
+1% +$68
NMO
3450
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$5K ﹤0.01%
376
+5
+1% +$66
136 137
138
139 140

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.