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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPN
3401
DELISTED
Superior Energy Services, Inc.
SPN
$11K ﹤0.01%
51
-38
-43% -$8.89K
ARES icon
3402
Ares Management
ARES
$31.9B
$10K ﹤0.01%
600
– –
ASA
3403
ASA Gold and Precious Metals
ASA
$1.12B
$10K ﹤0.01%
984
+80
+9% +$876
BOTJ icon
3404
Bank Of The James
BOTJ
$125M
$10K ﹤0.01%
1,100
– –
CXH
3405
DELISTED
MFS Investment Grade Municipal Trust
CXH
$10K ﹤0.01%
1,082
+48
+5% +$445
DRH icon
3406
Diamondrock Hospitality Co
DRH
$2.49B
$10K ﹤0.01%
679
-1,593
-70% -$22.7K
EWBC icon
3407
East-West Bancorp
EWBC
$18.4B
$10K ﹤0.01%
248
+56
+29% +$2.03K
EWD icon
3408
iShares MSCI Sweden ETF
EWD
$583M
$10K ﹤0.01%
325
-940
-74% -$30.4K
FXB icon
3409
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$10K ﹤0.01%
65
+64
+6,400% +$9.96K
GDO
3410
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$10K ﹤0.01%
+550
New +$9.8K
GEF icon
3411
Greif
GEF
$5.02B
$10K ﹤0.01%
241
-481
-67% -$21.5K
HHS icon
3412
Harte-Hanks
HHS
$18.6M
$10K ﹤0.01%
+130
New +$8.5K
HOUS
3413
DELISTED
Anywhere Real Estate
HOUS
$10K ﹤0.01%
215
-175
-45% -$7.27K
IPI icon
3414
Intrepid Potash
IPI
$498M
$10K ﹤0.01%
72
– –
JEQ
3415
DELISTED
abrdn Japan Equity Fund
JEQ
$10K ﹤0.01%
1,500
– –
KWEB icon
3416
KraneShares CSI China Internet ETF
KWEB
$5.44B
$10K ﹤0.01%
300
– –
LTPZ icon
3417
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$742M
$10K ﹤0.01%
143
+73
+104% +$4.8K
MFG icon
3418
Mizuho Financial
MFG
$132B
$10K ﹤0.01%
2,925
+1,567
+115% +$5.46K
PGHY icon
3419
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$10K ﹤0.01%
427
-468
-52% -$11.2K
REG icon
3420
Regency Centers
REG
$13.9B
$10K ﹤0.01%
155
-76
-33% -$4.59K
SKX
3421
DELISTED
Skechers
SKX
$10K ﹤0.01%
468
+204
+77% +$3.81K
SM icon
3422
SM Energy
SM
$7.75B
$10K ﹤0.01%
245
-154
-39% -$7.71K
SUPN icon
3423
Supernus Pharmaceuticals
SUPN
$2.71B
$10K ﹤0.01%
1,211
– –
TRS icon
3424
TriMas Corp
TRS
$1.42B
$10K ﹤0.01%
430
+141
+49% +$3.33K
WNC icon
3425
Wabash National
WNC
$498M
$10K ﹤0.01%
812
+112
+16% +$1.28K
135 136
137
138 139

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.