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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEB icon
3401
Pebblebrook Hotel Trust
PEB
$2.01B
$5K ﹤0.01%
124
– –
QUAL icon
3402
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$5K ﹤0.01%
+84
New +$4.98K
RGEN icon
3403
Repligen
RGEN
$9.3B
$5K ﹤0.01%
271
– –
RRGB icon
3404
Red Robin
RRGB
$145M
$5K ﹤0.01%
93
-13
-12% -$786
SIMO icon
3405
Silicon Motion
SIMO
$7.6B
$5K ﹤0.01%
+200
New +$5.03K
SKX
3406
DELISTED
Skechers
SKX
$5K ﹤0.01%
264
– –
SNV
3407
DELISTED
Synovus
SNV
$5K ﹤0.01%
204
+128
+168% +$3.07K
SYBT icon
3408
Stock Yards Bancorp
SYBT
$2.6B
$5K ﹤0.01%
261
– –
THD icon
3409
iShares MSCI Thailand ETF
THD
$354M
$5K ﹤0.01%
59
-864
-94% -$71K
THRM icon
3410
Gentherm
THRM
$1.27B
$5K ﹤0.01%
112
+101
+918% +$4.74K
TUR icon
3411
iShares MSCI Turkey ETF
TUR
$215M
$5K ﹤0.01%
108
– –
VBF icon
3412
Invesco Bond Fund
VBF
$168M
$5K ﹤0.01%
250
– –
VKQ icon
3413
Invesco Municipal Trust
VKQ
$545M
$5K ﹤0.01%
394
– –
BCOV
3414
DELISTED
Brightcove, Inc.
BCOV
$5K ﹤0.01%
900
– –
ATRI
3415
DELISTED
Atrion Corp
ATRI
$5K ﹤0.01%
15
-2
-12% -$620
WIRE
3416
DELISTED
Encore Wire Corp
WIRE
$5K ﹤0.01%
+147
New +$6.4K
TESS
3417
DELISTED
Tessco Technologies Inc
TESS
$5K ﹤0.01%
188
-18
-9% -$557
SJR
3418
DELISTED
Shaw Communications Inc.
SJR
$5K ﹤0.01%
209
-749
-78% -$18.9K
LDL
3419
DELISTED
Lydall, Inc.
LDL
$5K ﹤0.01%
+172
New +$4.76K
BPFH
3420
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$5K ﹤0.01%
378
-649
-63% -$8.18K
LOGM
3421
DELISTED
LogMein, Inc.
LOGM
$5K ﹤0.01%
100
– –
VSI
3422
DELISTED
Vitamin Shoppe Inc.
VSI
$5K ﹤0.01%
104
-27
-21% -$1.13K
ICON
3423
DELISTED
Iconix Brand Group, Inc.
ICON
$5K ﹤0.01%
12
– –
MSF
3424
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$5K ﹤0.01%
300
– –
NSM
3425
DELISTED
Nationstar Mortgage Holdings
NSM
$5K ﹤0.01%
153
– –
135 136
137
138 139

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.