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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLAB
3401
DELISTED
TELLABS INC
TLAB
$3K ﹤0.01%
1,210
– –
ASTX
3402
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$3K ﹤0.01%
300
– –
MPAC
3403
DELISTED
MOD-PAC CORP
MPAC
$3K ﹤0.01%
308
– –
CAVM
3404
DELISTED
Cavium, Inc.
CAVM
$3K ﹤0.01%
85
– –
MRGE
3405
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$3K ﹤0.01%
1,100
– –
GSH
3406
DELISTED
Guangshen Railway Co. Ltd
GSH
$3K ﹤0.01%
101
-419
-81% -$9.78K
SSRI
3407
DELISTED
Silver Standard Resources
SSRI
$3K ﹤0.01%
500
– –
WRES
3408
DELISTED
WARREN RESOURCES INC
WRES
$3K ﹤0.01%
1,000
– –
QGENF
3409
DELISTED
QIAGEN NV
QGENF
$3K ﹤0.01%
138
-836
-86% -$18.2K
RNWK
3410
DELISTED
RealNetworks Inc
RNWK
$3K ﹤0.01%
325
– –
AMBA icon
3411
Ambarella
AMBA
$3.64B
$2K ﹤0.01%
+100
New +$1.7K
ANGI icon
3412
Angi Inc
ANGI
$185M
$2K ﹤0.01%
10
– –
ANIP icon
3413
ANI Pharmaceuticals
ANIP
$1.72B
$2K ﹤0.01%
215
-1
-0.5% -$7
AOD
3414
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$2K ﹤0.01%
285
-5,894
-95% -$47.2K
ASX icon
3415
ASE Group
ASX
$84.5B
$2K ﹤0.01%
+501
New +$2.14K
ATLC icon
3416
Atlanticus Holdings
ATLC
$1.44B
$2K ﹤0.01%
636
– –
AZTA icon
3417
Azenta
AZTA
$1.53B
$2K ﹤0.01%
265
– –
BGFV
3418
DELISTED
Big 5 Sporting Goods
BGFV
$2K ﹤0.01%
100
– –
CASI
3419
DELISTED
CASI Pharmaceuticals
CASI
$2K ﹤0.01%
91
– –
CMC icon
3420
Commercial Metals
CMC
$8.05B
$2K ﹤0.01%
128
– –
CMCO icon
3421
Columbus McKinnon
CMCO
$562M
$2K ﹤0.01%
104
– –
CNK icon
3422
Cinemark Holdings
CNK
$4.26B
$2K ﹤0.01%
74
+11
+17% +$331
CPT icon
3423
Camden Property Trust
CPT
$11B
$2K ﹤0.01%
37
+15
+68% +$1.01K
CREG
3424
DELISTED
Smart Powerr
CREG
– –
0
– –
CSTM icon
3425
Constellium
CSTM
$4.04B
$2K ﹤0.01%
+123
New +$2.24K
135 136
137
138 139

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.