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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGEN icon
3376
Compugen
CGEN
$229M
$5K ﹤0.01%
+570
New +$5.06K
CGO
3377
Calamos Global Total Return Fund
CGO
$131M
$5K ﹤0.01%
377
+8
+2% +$115
CLDT
3378
Chatham Lodging
CLDT
$586M
$5K ﹤0.01%
200
– –
CMRE icon
3379
Costamare
CMRE
$1.69B
$5K ﹤0.01%
247
-2,000
-89% -$46.3K
CWCO icon
3380
Consolidated Water Co
CWCO
$518M
$5K ﹤0.01%
453
+3
+0.7% +$35
DAKT icon
3381
Daktronics
DAKT
$1.04B
$5K ﹤0.01%
406
– –
DHX icon
3382
DHI Group
DHX
$176M
$5K ﹤0.01%
592
-44
-7% -$364
EDV icon
3383
Vanguard World Funds Extended Duration ETF
EDV
$3.48B
$5K ﹤0.01%
+44
New +$4.74K
ERII icon
3384
Energy Recovery
ERII
$398M
$5K ﹤0.01%
1,285
-3,200
-71% -$14K
ESRT icon
3385
Empire State Realty Trust
ESRT
$809M
$5K ﹤0.01%
324
– –
EXEL icon
3386
Exelixis
EXEL
$12.5B
$5K ﹤0.01%
3,300
-7,400
-69% -$23.8K
FGB
3387
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$5K ﹤0.01%
625
– –
TDAY
3388
USA Today Co
TDAY
$1B
$5K ﹤0.01%
288
-91
-24% -$1.44K
GRX
3389
Gabelli Healthcare & Wellness Trust
GRX
$147M
$5K ﹤0.01%
467
-1,371
-75% -$13.9K
JBLU icon
3390
JetBlue
JBLU
$2.21B
$5K ﹤0.01%
500
– –
KRO icon
3391
KRONOS Worldwide
KRO
$968M
$5K ﹤0.01%
382
-24
-6% -$368
LEMB icon
3392
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$723M
$5K ﹤0.01%
107
– –
LEN icon
3393
Lennar Class A
LEN
$20.9B
$5K ﹤0.01%
139
+67
+93% +$2.49K
MFG icon
3394
Mizuho Financial
MFG
$131B
$5K ﹤0.01%
1,358
+113
+9% +$435
MITK icon
3395
Mitek Systems
MITK
$835M
$5K ﹤0.01%
2,000
– –
MMT
3396
Aberdeen Multi-Market Income Fund
MMT
$244M
$5K ﹤0.01%
753
– –
MTZ icon
3397
MasTec
MTZ
$22.9B
$5K ﹤0.01%
159
– –
ORA icon
3398
Ormat Technologies
ORA
$7.1B
$5K ﹤0.01%
189
– –
ORN icon
3399
Orion Group Holdings
ORN
$409M
$5K ﹤0.01%
+475
New +$4.99K
OUNZ icon
3400
VanEck Merk Gold Trust
OUNZ
$2.74B
$5K ﹤0.01%
+380
New +$4.87K
134 135
136
137 138

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.