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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMY
3351
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$44K ﹤0.01%
3,818
– –
JCAP
3352
DELISTED
Jernigan Capital, Inc.
JCAP
$44K ﹤0.01%
2,220
+24
+1% +$488
EQLT
3353
DELISTED
Workplace Equality Portfolio
EQLT
$44K ﹤0.01%
1,348
+307
+29% +$10.9K
BAR icon
3354
GraniteShares Gold Shares
BAR
$1.47B
$43K ﹤0.01%
3,350
-180
-5% -$2.21K
DJD icon
3355
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$495M
$43K ﹤0.01%
1,315
-45
-3% -$1.57K
DRH icon
3356
Diamondrock Hospitality Co
DRH
$2.53B
$43K ﹤0.01%
4,774
+924
+24% +$9.52K
POWR
3357
iShares U.S. Power Infrastructure ETF
POWR
$468M
$43K ﹤0.01%
2,358
+2
+0.1% +$42
GVIP icon
3358
Goldman Sachs Hedge Industry VIP ETF
GVIP
$587M
$43K ﹤0.01%
872
-624
-42% -$33.1K
JPXN
3359
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$43K ﹤0.01%
796
-396
-33% -$23.4K
LIVN icon
3360
LivaNova
LIVN
$4.53B
$43K ﹤0.01%
476
+258
+118% +$27.7K
MTDR icon
3361
Matador Resources
MTDR
$6.64B
$43K ﹤0.01%
2,657
+930
+54% +$23.4K
NOAH
3362
Noah Holdings
NOAH
$592M
$43K ﹤0.01%
+1,000
New +$41.5K
PKX icon
3363
POSCO
PKX
$17.7B
$43K ﹤0.01%
786
-1,436
-65% -$82.4K
POWI icon
3364
Power Integrations
POWI
$3.51B
$43K ﹤0.01%
1,476
+90
+6% +$2.66K
QQXT icon
3365
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$161M
$43K ﹤0.01%
930
– –
SVM
3366
Silvercorp Metals
SVM
$2.66B
$43K ﹤0.01%
20,652
+5,266
+34% +$11.3K
TWM icon
3367
ProShares UltraShort Russell2000
TWM
$40.4M
$43K ﹤0.01%
105
– –
RUTH
3368
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$43K ﹤0.01%
1,923
+660
+52% +$17.4K
IBDD
3369
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$43K ﹤0.01%
1,665
– –
WBIA
3370
DELISTED
WBI BullBear Rising Income 2000 ETF
WBIA
$43K ﹤0.01%
2,054
+1,643
+400% +$36.5K
TETF
3371
DELISTED
ETF Industry Exposure & Financial Services ETF
TETF
$43K ﹤0.01%
2,700
+2,500
+1,250% +$44.6K
PZI
3372
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$43K ﹤0.01%
2,700
-200
-7% -$3.6K
AIT icon
3373
Applied Industrial Technologies
AIT
$13.4B
$42K ﹤0.01%
780
-114
-13% -$7.45K
CBFV icon
3374
CB Financial Services
CBFV
$189M
$42K ﹤0.01%
1,685
– –
EPAC icon
3375
Enerpac Tool Group
EPAC
$1.89B
$42K ﹤0.01%
1,968
+1,270
+182% +$30.9K
133 134
135
136 137

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.