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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUC icon
3351
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$41K ﹤0.01%
2,901
+804
+38% +$11.8K
PLUG icon
3352
Plug Power
PLUG
$3.21B
$41K ﹤0.01%
17,517
– –
RBC icon
3353
RBC Bearings
RBC
$17.6B
$41K ﹤0.01%
320
+11
+4% +$1.38K
TPH
3354
DELISTED
Tri Pointe Homes
TPH
$41K ﹤0.01%
2,254
-124
-5% -$2.09K
TVRD
3355
Tvardi Therapeutics
TVRD
$22.1M
$41K ﹤0.01%
92
+4
+5% +$1.82K
TIVO
3356
DELISTED
Tivo Inc
TIVO
$41K ﹤0.01%
2,620
+1,273
+95% +$22K
SEMG
3357
DELISTED
SEMGROUP CORPORATION
SEMG
$41K ﹤0.01%
+1,346
New +$35.5K
ALDR
3358
DELISTED
Alder Biopharmaceuticals
ALDR
$41K ﹤0.01%
3,636
+858
+31% +$9.58K
CELP
3359
DELISTED
Cypress Environmental Partners, L.P.
CELP
$41K ﹤0.01%
6,800
+6,300
+1,260% +$43.4K
XLPS
3360
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$41K ﹤0.01%
551
– –
XLBS
3361
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$41K ﹤0.01%
780
– –
BHB icon
3362
Bar Harbor Bankshares
BHB
$681M
$40K ﹤0.01%
1,491
– –
BOTJ icon
3363
Bank Of The James
BOTJ
$125M
$40K ﹤0.01%
2,958
– –
EGAN icon
3364
eGain
EGAN
$200M
$40K ﹤0.01%
7,457
+7,357
+7,357% +$27.1K
EGO icon
3365
Eldorado Gold
EGO
$10.4B
$40K ﹤0.01%
5,595
+1,710
+44% +$12.7K
FCFS icon
3366
FirstCash
FCFS
$9.28B
$40K ﹤0.01%
593
+6
+1% +$388
HELE icon
3367
Helen of Troy
HELE
$696M
$40K ﹤0.01%
408
+67
+20% +$6.17K
MERC icon
3368
Mercer International
MERC
$32.3M
$40K ﹤0.01%
2,790
+639
+30% +$8.77K
NX icon
3369
Quanex
NX
$1B
$40K ﹤0.01%
1,716
+372
+28% +$8.24K
RBCAA icon
3370
Republic Bancorp
RBCAA
$1.91B
$40K ﹤0.01%
1,045
+2
+0.2% +$80
TOWN icon
3371
Towne Bank
TOWN
$3.49B
$40K ﹤0.01%
1,289
+1
+0.1% +$33
CMBT
3372
CMB.TECH NV
CMBT
$4.92B
$40K ﹤0.01%
4,300
-52,000
-92% -$438K
AGFS
3373
DELISTED
AgroFresh Solutions Inc
AGFS
$40K ﹤0.01%
5,462
+1,591
+41% +$10.1K
DDF
3374
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$40K ﹤0.01%
3,715
+799
+27% +$8.59K
SHI
3375
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$40K ﹤0.01%
705
+5
+0.7% +$297
133 134
135
136 137

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.