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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWR
3351
DELISTED
VWR Corporation
VWR
$17K ﹤0.01%
599
-3
-0.5% -$80
GYEN
3352
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
$17K ﹤0.01%
1,500
– –
ALJ
3353
DELISTED
Alon USA Energy Inc
ALJ
$17K ﹤0.01%
1,191
+22
+2% +$368
REGI
3354
DELISTED
Renewable Energy Group, Inc.
REGI
$17K ﹤0.01%
1,764
+793
+82% +$6.66K
EE
3355
DELISTED
El Paso Electric Company
EE
$17K ﹤0.01%
434
+14
+3% +$535
AEF
3356
abrdn Emerging Markets Equity Income Fund
AEF
$387M
$16K ﹤0.01%
2,885
-1,808
-39% -$10.8K
AVXL icon
3357
Anavex Life Sciences
AVXL
$294M
$16K ﹤0.01%
+2,825
New +$20.1K
BANX
3358
ArrowMark Financial
BANX
$201M
$16K ﹤0.01%
1,000
– –
CAL icon
3359
Caleres
CAL
$449M
$16K ﹤0.01%
603
– –
CIVI
3360
DELISTED
Civitas Resources
CIVI
$16K ﹤0.01%
27
+11
+69% +$8.25K
EP.PRC icon
3361
El Paso Energy Capital Trust I
EP.PRC
$222M
$16K ﹤0.01%
400
– –
EZA icon
3362
iShares MSCI South Africa ETF
EZA
$562M
$16K ﹤0.01%
351
+5
+1% +$271
GLDI icon
3363
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$32.8M
$16K ﹤0.01%
+76
New +$16.3K
GPRE icon
3364
Green Plains
GPRE
$1.1B
$16K ﹤0.01%
698
+179
+34% +$3.79K
HCKT icon
3365
Hackett Group
HCKT
$273M
$16K ﹤0.01%
984
+634
+181% +$10.4K
HI
3366
DELISTED
Hillenbrand
HI
$16K ﹤0.01%
550
+3
+0.5% +$88
IEUS icon
3367
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
$16K ﹤0.01%
+340
New +$15.6K
LBRDK icon
3368
Liberty Broadband Class C
LBRDK
$5.25B
$16K ﹤0.01%
303
+74
+32% +$3.92K
MERC icon
3369
Mercer International
MERC
$32.7M
$16K ﹤0.01%
1,790
– –
MTRX icon
3370
Matrix Service
MTRX
$332M
$16K ﹤0.01%
757
+263
+53% +$5.9K
PHT
3371
DELISTED
Pioneer High Income Fund
PHT
$16K ﹤0.01%
1,668
-1,241
-43% -$12.6K
PLCE icon
3372
Children's Place
PLCE
$54.9M
$16K ﹤0.01%
286
-103
-26% -$5.54K
SHAK icon
3373
Shake Shack
SHAK
$3.03B
$16K ﹤0.01%
395
– –
Z icon
3374
Zillow
Z
$7.81B
$16K ﹤0.01%
700
-836
-54% -$22.1K
VTNR
3375
DELISTED
Vertex Energy, Inc
VTNR
$16K ﹤0.01%
14,500
-7,000
-33% -$14K
133 134
135
136 137

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.