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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSFN
3351
DELISTED
Stewardship Financial Corp
SSFN
$6K ﹤0.01%
1,302
– –
ESND
3352
DELISTED
Essendant Inc.
ESND
$6K ﹤0.01%
167
+51
+44% +$2.05K
XOXO
3353
DELISTED
Xo Group Inc
XOXO
$6K ﹤0.01%
500
– –
BGC
3354
DELISTED
General Cable Corporation
BGC
$6K ﹤0.01%
419
+40
+11% +$875
MSCC
3355
DELISTED
Microsemi Corp
MSCC
$6K ﹤0.01%
224
– –
LMOS
3356
DELISTED
Lumos Networks Corp
LMOS
$6K ﹤0.01%
350
– –
HW
3357
DELISTED
Headwaters Inc
HW
$6K ﹤0.01%
500
– –
XXIA
3358
DELISTED
Ixia
XXIA
$6K ﹤0.01%
633
+478
+308% +$4.8K
ACAT
3359
DELISTED
Arctic Cat Inc
ACAT
$6K ﹤0.01%
+166
New +$6.13K
ISIL
3360
DELISTED
Intersil Corp
ISIL
$6K ﹤0.01%
419
+51
+14% +$740
VSPY
3361
DELISTED
DIREXIONS&P 500 VOLATILITY RESPONSE SHARES
VSPY
$6K ﹤0.01%
100
– –
DOM
3362
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$6K ﹤0.01%
785
– –
TSRE
3363
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$6K ﹤0.01%
+800
New +$5.67K
BRLI
3364
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$6K ﹤0.01%
200
– –
ARUN
3365
DELISTED
ARUBA NETWORKS, INC.
ARUN
$6K ﹤0.01%
300
– –
REV
3366
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
200
– –
VVUS
3367
DELISTED
Vivus Inc
VVUS
$6K ﹤0.01%
160
-95
-37% -$4.24K
OXGN
3368
DELISTED
OXIGENE INC COM
OXGN
$6K ﹤0.01%
3,000
– –
AAT
3369
American Assets Trust
AAT
$1.38B
$5K ﹤0.01%
145
+1
+0.7% +$35
ACLS icon
3370
Axcelis
ACLS
$4.39B
$5K ﹤0.01%
+663
New +$4.98K
AFK icon
3371
VanEck Africa Index ETF
AFK
$105M
$5K ﹤0.01%
150
– –
ARMK icon
3372
Aramark
ARMK
$15.8B
$5K ﹤0.01%
284
+193
+212% +$3.73K
ASX icon
3373
ASE Group
ASX
$101B
$5K ﹤0.01%
900
– –
ATHM icon
3374
Autohome
ATHM
$2.63B
$5K ﹤0.01%
+125
New +$5.18K
CALM icon
3375
Cal-Maine
CALM
$3.82B
$5K ﹤0.01%
+120
New +$4.76K
133 134
135
136 137

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.