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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNS
3351
DELISTED
WNS Holdings
WNS
$4K ﹤0.01%
249
+15
+6% +$307
WTI icon
3352
W&T Offshore
WTI
$575M
$4K ﹤0.01%
238
+20
+9% +$301
TXNM
3353
TXNM Energy Inc
TXNM
$5.91B
$4K ﹤0.01%
151
-109
-42% -$2.76K
CNSL
3354
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$4K ﹤0.01%
218
+18
+9% +$350
CHUY
3355
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$4K ﹤0.01%
100
– –
BIG
3356
DELISTED
Big Lots, Inc.
BIG
$4K ﹤0.01%
109
– –
ACOR
3357
DELISTED
Acorda Therapeutics
ACOR
$4K ﹤0.01%
1
– –
FCRD
3358
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$4K ﹤0.01%
300
– –
CYRN
3359
DELISTED
CYREN Ltd.
CYRN
$4K ﹤0.01%
50
– –
SWIR
3360
DELISTED
Sierra Wireless
SWIR
$4K ﹤0.01%
180
-1,100
-86% -$24.1K
ACH
3361
DELISTED
Alum Corp of China Ltd
ACH
$4K ﹤0.01%
420
– –
MTOR
3362
DELISTED
MERITOR, Inc.
MTOR
$4K ﹤0.01%
298
+199
+201% +$2.24K
NXQ
3363
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$4K ﹤0.01%
324
-678
-68% -$8.85K
CATM
3364
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$4K ﹤0.01%
+100
New +$4.05K
ZN
3365
DELISTED
Zion Oil & Gas, Inc.
ZN
$4K ﹤0.01%
2,075
– –
ADRU
3366
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$4K ﹤0.01%
153
– –
KYO
3367
DELISTED
Kyocera Adr
KYO
$4K ﹤0.01%
94
-18
-16% -$828
MSCC
3368
DELISTED
Microsemi Corp
MSCC
$4K ﹤0.01%
150
– –
JJC
3369
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$4K ﹤0.01%
100
– –
ENOC
3370
DELISTED
EnerNOC, Inc.
ENOC
$4K ﹤0.01%
200
– –
EGAS
3371
DELISTED
Gas Natural Inc.
EGAS
$4K ﹤0.01%
417
+6
+1% +$57
ELOS
3372
DELISTED
Syneron Medical Ltd
ELOS
$4K ﹤0.01%
358
+58
+19% +$687
ISIL
3373
DELISTED
Intersil Corp
ISIL
$4K ﹤0.01%
300
– –
NILE
3374
DELISTED
Blue Nile, Inc.
NILE
$4K ﹤0.01%
110
– –
GSIG
3375
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$4K ﹤0.01%
332
– –
133 134
135
136 137

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.