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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCQ icon
3326
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$45K ﹤0.01%
2,460
-1,534
-38% -$28.4K
CLNE icon
3327
Clean Energy Fuels
CLNE
$403M
$45K ﹤0.01%
25,925
-1,280
-5% -$2.83K
DSGX icon
3328
Descartes Systems
DSGX
$6.62B
$45K ﹤0.01%
1,726
+1,572
+1,021% +$46K
FLC
3329
Flaherty & Crumrine Total Return Fund
FLC
$176M
$45K ﹤0.01%
2,579
-1,837
-42% -$32.2K
GEL icon
3330
Genesis Energy
GEL
$1.93B
$45K ﹤0.01%
2,486
+200
+9% +$4.5K
GHYG icon
3331
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$45K ﹤0.01%
973
+7
+0.7% +$334
GOVI icon
3332
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$45K ﹤0.01%
1,397
+1,097
+366% +$33.9K
MGY icon
3333
Magnolia Oil & Gas
MGY
$6.22B
$45K ﹤0.01%
4,000
+2,500
+167% +$31.5K
MNRO icon
3334
Monro
MNRO
$359M
$45K ﹤0.01%
641
-105
-14% -$7.67K
MPV
3335
Barings Participation Investors
MPV
$175M
$45K ﹤0.01%
2,978
– –
TRVG
3336
trivago
TRVG
$360M
$45K ﹤0.01%
1,590
+50
+3% +$1.49K
USAC icon
3337
USA Compression Partners
USAC
$3.86B
$45K ﹤0.01%
3,438
-1,986
-37% -$29.5K
FSGS
3338
First Trust SMID Growth Strength ETF
FSGS
$32.3M
$45K ﹤0.01%
2,323
+1,903
+453% +$39.4K
MDC
3339
DELISTED
M.D.C. Holdings, Inc.
MDC
$45K ﹤0.01%
1,884
-5,450
-74% -$132K
RIVE
3340
DELISTED
Riverview Financial Corporation Common Stock
RIVE
$45K ﹤0.01%
+4,000
New +$52K
COHU icon
3341
Cohu
COHU
$2.81B
$44K ﹤0.01%
2,708
+569
+27% +$10.8K
ENZL icon
3342
iShares MSCI New Zealand ETF
ENZL
$82.8M
$44K ﹤0.01%
948
-198
-17% -$9.22K
GGAL icon
3343
Galicia Financial Group
GGAL
$6.97B
$44K ﹤0.01%
1,580
-289
-15% -$7.34K
HDGE icon
3344
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.6M
$44K ﹤0.01%
515
-65
-11% -$5.21K
PGZ
3345
Principal Real Estate Income Fund
PGZ
$68.3M
$44K ﹤0.01%
2,668
– –
SENS icon
3346
Senseonics Holdings Inc
SENS
$413M
$44K ﹤0.01%
777
+40
+5% +$2.67K
UNF icon
3347
Unifirst Corp
UNF
$5.19B
$44K ﹤0.01%
308
– –
VEGI icon
3348
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$44K ﹤0.01%
1,700
– –
TEN
3349
Tsakos Energy Navigation Ltd
TEN
$1.25B
$44K ﹤0.01%
3,281
– –
ASXC
3350
DELISTED
Asensus Surgical, Inc.
ASXC
$44K ﹤0.01%
1,500
-1,938
-56% -$88.1K
132 133
134
135 136

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.