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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXK
3326
Endeavour Silver
EXK
$3.15B
$17K ﹤0.01%
11,406
– –
FET icon
3327
Forum Energy Technologies
FET
$962M
$17K ﹤0.01%
69
+66
+2,200% +$17.9K
HLIT icon
3328
Harmonic Inc
HLIT
$1.51B
$17K ﹤0.01%
4,082
– –
KBR icon
3329
KBR
KBR
$4.82B
$17K ﹤0.01%
1,053
+141
+15% +$2.59K
KIO
3330
KKR Income Opportunities Fund
KIO
$456M
$17K ﹤0.01%
1,245
-768
-38% -$11.1K
HAPN
3331
Happen Inc
HAPN
$2.27B
$17K ﹤0.01%
306
-40
-12% -$2.65K
NNBR icon
3332
NN Inc
NNBR
$320M
$17K ﹤0.01%
1,038
+5
+0.5% +$81
OPY icon
3333
Oppenheimer Holdings
OPY
$1.24B
$17K ﹤0.01%
1,000
– –
ORMP icon
3334
Oramed Pharmaceuticals
ORMP
$181M
$17K ﹤0.01%
2,000
+1,000
+100% +$7.58K
PICK icon
3335
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.28B
$17K ﹤0.01%
988
+738
+295% +$14.1K
P
3336
Everpure Inc
P
$38.8B
$17K ﹤0.01%
+1,100
New +$18.7K
QLYS icon
3337
Qualys
QLYS
$6.57B
$17K ﹤0.01%
505
– –
RGLS
3338
DELISTED
Regulus Therapeutics
RGLS
$17K ﹤0.01%
17
– –
RITM icon
3339
Rithm Capital
RITM
$5.81B
$17K ﹤0.01%
1,410
-561
-28% -$6.92K
RVNU icon
3340
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$17K ﹤0.01%
639
+4
+0.6% +$103
USD icon
3341
ProShares Ultra Semiconductors
USD
$2.93B
$17K ﹤0.01%
19,200
– –
ENZ
3342
DELISTED
Enzo Biochem, Inc.
ENZ
$17K ﹤0.01%
3,750
– –
SEAC
3343
DELISTED
Seachange International Inc
SEAC
$17K ﹤0.01%
126
+8
+7% +$1.07K
ENIA
3344
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$17K ﹤0.01%
2,525
+65
+3% +$442
FCCY
3345
DELISTED
1st Constitution Bancorp
FCCY
$17K ﹤0.01%
+1,365
New +$16K
TRQ
3346
DELISTED
Turquoise Hill Resources Ltd
TRQ
$17K ﹤0.01%
680
– –
NAVB
3347
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$17K ﹤0.01%
650
+3
+0.5% +$104
CLD
3348
DELISTED
Cloud Peak Energy Inc
CLD
$17K ﹤0.01%
7,804
+1,121
+17% +$3.15K
TAHO
3349
DELISTED
Tahoe Resources Inc
TAHO
$17K ﹤0.01%
1,929
+10
+0.5% +$87
WEB
3350
DELISTED
Web.com Group, Inc.
WEB
$17K ﹤0.01%
884
+20
+2% +$461
132 133
134
135 136

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.