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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NICE icon
3326
Nice
NICE
$5.74B
$6K ﹤0.01%
158
+57
+56% +$2.27K
NVGS icon
3327
Navigator Holdings
NVGS
$1.26B
$6K ﹤0.01%
+200
New +$5.81K
PEGA icon
3328
Pegasystems
PEGA
$5.17B
$6K ﹤0.01%
676
-92
-12% -$993
PNF
3329
DELISTED
PIMCO New York Municipal Income Fund
PNF
$6K ﹤0.01%
536
– –
SAND
3330
DELISTED
Sandstorm Gold
SAND
$6K ﹤0.01%
1,500
+500
+50% +$2.98K
SPTL icon
3331
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$6K ﹤0.01%
164
+138
+531% +$4.62K
TIMB icon
3332
TIM SA
TIMB
$8.66B
$6K ﹤0.01%
216
+3
+1% +$81
TLPH icon
3333
Talphera
TLPH
$70.6M
$6K ﹤0.01%
55
+50
+1,000% +$7.86K
TRS icon
3334
TriMas Corp
TRS
$1.41B
$6K ﹤0.01%
289
-75
-21% -$1.94K
UVE icon
3335
Universal Insurance Holdings
UVE
$1.18B
$6K ﹤0.01%
486
– –
VLT icon
3336
Invesco High Income Trust II
VLT
$65.7M
$6K ﹤0.01%
394
+7
+2% +$115
WEX icon
3337
WEX
WEX
$6.41B
$6K ﹤0.01%
52
-9
-15% -$989
WNS
3338
DELISTED
WNS Holdings
WNS
$6K ﹤0.01%
249
– –
WRN
3339
Western Copper and Gold
WRN
$555M
$6K ﹤0.01%
10,000
– –
WSR
3340
DELISTED
Whitestone REIT
WSR
$6K ﹤0.01%
446
– –
WTFC icon
3341
Wintrust Financial
WTFC
$10.9B
$6K ﹤0.01%
128
+96
+300% +$4.45K
CCEC
3342
Capital Clean Energy Carriers
CCEC
$1.38B
$6K ﹤0.01%
81
-154
-66% -$11.6K
ENFY
3343
DELISTED
Enlightify Inc
ENFY
$6K ﹤0.01%
271
– –
CNSL
3344
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$6K ﹤0.01%
243
+25
+11% +$586
VRTV
3345
DELISTED
VERITIV CORPORATION
VRTV
$6K ﹤0.01%
+128
New +$5.43K
SREV
3346
DELISTED
ServiceSource International, Inc.
SREV
$6K ﹤0.01%
2,000
– –
EPAY
3347
DELISTED
Bottomline Technologies Inc
EPAY
$6K ﹤0.01%
200
– –
VTA
3348
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6K ﹤0.01%
500
– –
AXAS
3349
DELISTED
Abraxas Petroleum Corp
AXAS
$6K ﹤0.01%
61
– –
ECT
3350
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$6K ﹤0.01%
1,100
-300
-21% -$2.01K
132 133
134
135 136

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.