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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPO icon
3301
Enpro
NPO
$7.17B
$26K ﹤0.01%
396
-57
-13% -$3.42K
NPK icon
3302
National Presto Industries
NPK
$998M
$26K ﹤0.01%
238
-100
-30% -$9.31K
PFIS icon
3303
Peoples Financial Services
PFIS
$712M
$26K ﹤0.01%
533
+3
+0.6% +$130
PYZ icon
3304
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$77.1M
$26K ﹤0.01%
453
-339
-43% -$19.7K
ROAM icon
3305
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$26K ﹤0.01%
1,248
– –
SAFT icon
3306
Safety Insurance
SAFT
$1.52B
$26K ﹤0.01%
350
-813
-70% -$56.8K
UGA icon
3307
United States Gasoline Fund
UGA
$135M
$26K ﹤0.01%
832
– –
UIS icon
3308
Unisys
UIS
$209M
$26K ﹤0.01%
1,767
+1,577
+830% +$20K
VIAV icon
3309
Viavi Solutions
VIAV
$10.7B
$26K ﹤0.01%
3,087
-7,005
-69% -$54.4K
UCB
3310
United Community Banks
UCB
$4.46B
$26K ﹤0.01%
897
-79
-8% -$1.98K
ROOF
3311
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$26K ﹤0.01%
954
– –
POLY
3312
DELISTED
Plantronics, Inc.
POLY
$26K ﹤0.01%
497
-15
-3% -$785
CATM
3313
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$26K ﹤0.01%
481
+98
+26% +$4.99K
PNK
3314
DELISTED
Pinnacle Entertainment Inc.
PNK
$26K ﹤0.01%
1,771
– –
ALOG
3315
DELISTED
Analogic Corp
ALOG
$26K ﹤0.01%
311
+122
+65% +$10.5K
CALD
3316
DELISTED
Callidus Software, Inc.
CALD
$26K ﹤0.01%
1,576
-657
-29% -$11.2K
RICE
3317
DELISTED
Rice Energy Inc.
RICE
$26K ﹤0.01%
1,208
+887
+276% +$21.1K
TOFR
3318
DELISTED
Stock Split Index Fund
TOFR
$26K ﹤0.01%
1,600
-2,000
-56% -$32K
JHMC
3319
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$26K ﹤0.01%
1,000
– –
FPO
3320
DELISTED
First Potomac Realty Trust
FPO
$26K ﹤0.01%
2,316
+2
+0.1% +$19
DO
3321
DELISTED
Diamond Offshore Drilling
DO
$26K ﹤0.01%
1,471
-700
-32% -$12.3K
GCI
3322
DELISTED
Gannett Co., Inc
GCI
$26K ﹤0.01%
2,680
-905
-25% -$8.86K
ALT icon
3323
Altimmune
ALT
$564M
$25K ﹤0.01%
26
-4
-13% -$3.58K
BMI icon
3324
Badger Meter
BMI
$3.78B
$25K ﹤0.01%
672
-13,410
-95% -$468K
CMPR icon
3325
Cimpress
CMPR
$2.35B
$25K ﹤0.01%
270
+52
+24% +$4.71K
131 132
133
134 135

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.