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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZPN
3301
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$7K ﹤0.01%
173
-27
-14% -$1.09K
AGRO icon
3302
Adecoagro
AGRO
$1.33B
$6K ﹤0.01%
650
– –
AGYS icon
3303
Agilysys
AGYS
$2.94B
$6K ﹤0.01%
500
– –
BKU icon
3304
Bankunited
BKU
$3.37B
$6K ﹤0.01%
187
-94
-33% -$2.99K
BOKF icon
3305
BOK Financial
BOKF
$8.72B
$6K ﹤0.01%
92
-5
-5% -$334
BRKR icon
3306
Bruker
BRKR
$8.71B
$6K ﹤0.01%
336
– –
BVN icon
3307
Compañía de Minas Buenaventura
BVN
$8.83B
$6K ﹤0.01%
500
– –
BWZ icon
3308
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$288M
$6K ﹤0.01%
+180
New +$6.41K
CUZ icon
3309
Cousins Properties
CUZ
$4.82B
$6K ﹤0.01%
188
+1
+0.5% +$36
OPPJ
3310
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$290M
$6K ﹤0.01%
+400
New +$6.17K
EC icon
3311
Ecopetrol
EC
$34.7B
$6K ﹤0.01%
180
-1,600
-90% -$54.7K
EIDO icon
3312
iShares MSCI Indonesia ETF
EIDO
$490M
$6K ﹤0.01%
218
– –
EIRL icon
3313
iShares MSCI Ireland ETF
EIRL
$78.2M
$6K ﹤0.01%
183
– –
ELP
3314
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$6K ﹤0.01%
1,030
-260
-20% -$1.67K
EME icon
3315
Emcor
EME
$36.7B
$6K ﹤0.01%
150
– –
ENOV icon
3316
Enovis
ENOV
$1.38B
$6K ﹤0.01%
63
-257
-80% -$28.9K
FRO icon
3317
Frontline
FRO
$8.72B
$6K ﹤0.01%
1,008
– –
GMF icon
3318
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$441M
$6K ﹤0.01%
72
-15
-17% -$1.3K
GOVT icon
3319
iShares US Treasury Bond ETF
GOVT
$43.7B
$6K ﹤0.01%
254
+1
+0.4% +$25
HEI icon
3320
HEICO Corp
HEI
$51.3B
$6K ﹤0.01%
339
– –
LWAY icon
3321
Lifeway Foods
LWAY
$452M
$6K ﹤0.01%
428
-55
-11% -$746
MDGL icon
3322
Madrigal Pharmaceuticals
MDGL
$12.4B
$6K ﹤0.01%
59
– –
MSTR icon
3323
Strategy Inc
MSTR
$37.7B
$6K ﹤0.01%
480
-120
-20% -$1.67K
MVT
3324
DELISTED
BlackRock MuniVest Fund II
MVT
$6K ﹤0.01%
380
– –
NAVI icon
3325
Navient
NAVI
$795M
$6K ﹤0.01%
319
– –
131 132
133
134 135

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.