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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JJP
3301
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
$4K ﹤0.01%
51
– –
SPNC
3302
DELISTED
Spectranetics Corp
SPNC
$4K ﹤0.01%
193
– –
ENOC
3303
DELISTED
EnerNOC, Inc.
ENOC
$4K ﹤0.01%
300
– –
EGAS
3304
DELISTED
Gas Natural Inc.
EGAS
$4K ﹤0.01%
405
+5
+1% +$52
HW
3305
DELISTED
Headwaters Inc
HW
$4K ﹤0.01%
500
-286
-36% -$2.6K
LIOX
3306
DELISTED
Lionbridge Technologies
LIOX
$4K ﹤0.01%
1,000
– –
EXAM
3307
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$4K ﹤0.01%
+148
New +$3.46K
TRAK
3308
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$4K ﹤0.01%
+92
New +$3.63K
TLM
3309
DELISTED
TALISMAN ENERGY INC
TLM
$4K ﹤0.01%
332
-4,498
-93% -$50.3K
QRM
3310
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$4K ﹤0.01%
5,200
– –
BNA
3311
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$4K ﹤0.01%
367
– –
HMA
3312
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$4K ﹤0.01%
348
– –
MCF
3313
DELISTED
Contango Oil & Gas Co.
MCF
$4K ﹤0.01%
100
– –
CFNL
3314
DELISTED
Cardinal Financial Corp
CFNL
$4K ﹤0.01%
252
– –
NMO
3315
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$4K ﹤0.01%
354
-784
-69% -$9.47K
ABG icon
3316
Asbury Automotive
ABG
$3.73B
$3K ﹤0.01%
63
– –
ACTG icon
3317
Acacia Research
ACTG
$451M
$3K ﹤0.01%
126
-86
-41% -$1.97K
AXTI icon
3318
AXT Inc
AXTI
$4.83B
$3K ﹤0.01%
1,450
+1,000
+222% +$2.5K
BAP icon
3319
Credicorp
BAP
$30B
$3K ﹤0.01%
26
– –
BJRI icon
3320
BJ's Restaurants
BJRI
$1.44B
$3K ﹤0.01%
108
– –
BXMT icon
3321
Blackstone Mortgage Trust
BXMT
$2.47B
$3K ﹤0.01%
121
+9
+8% +$229
CIB icon
3322
Grupo Cibest SA
CIB
$23.3B
$3K ﹤0.01%
66
– –
CMTL icon
3323
Comtech Telecommunications
CMTL
$51.8M
$3K ﹤0.01%
93
– –
CNC icon
3324
Centene
CNC
$32.1B
$3K ﹤0.01%
+244
New +$3.51K
CPSS icon
3325
Consumer Portfolio Services
CPSS
$198M
$3K ﹤0.01%
+550
New +$3.49K
131 132
133
134 135

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.