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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
3276
Watsco Inc
WSO
$12.9B
$48K ﹤0.01%
348
-71
-17% -$10.8K
ENLC
3277
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$48K ﹤0.01%
4,420
+1,488
+51% +$19.2K
HECO
3278
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$48K ﹤0.01%
1,225
+152
+14% +$6.33K
NTC
3279
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$48K ﹤0.01%
4,200
– –
ARES icon
3280
Ares Management
ARES
$32.5B
$47K ﹤0.01%
2,685
-495
-16% -$10.4K
BANC icon
3281
Banc of California
BANC
$3.13B
$47K ﹤0.01%
3,478
+1,113
+47% +$18.1K
CAF
3282
Morgan Stanley China A Share Fund
CAF
$327M
$47K ﹤0.01%
2,569
+709
+38% +$13.7K
CNO icon
3283
CNO Financial Group
CNO
$5.11B
$47K ﹤0.01%
3,052
+178
+6% +$3.25K
ERH
3284
Allspring Utilities & High Income Fund
ERH
$103M
$47K ﹤0.01%
4,252
+15
+0.4% +$178
ESRT icon
3285
Empire State Realty Trust
ESRT
$822M
$47K ﹤0.01%
3,304
+186
+6% +$2.91K
FIX icon
3286
Comfort Systems
FIX
$62.4B
$47K ﹤0.01%
1,066
+502
+89% +$25.7K
HLI icon
3287
Houlihan Lokey
HLI
$8.99B
$47K ﹤0.01%
1,279
+63
+5% +$2.57K
IBDR icon
3288
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.38B
$47K ﹤0.01%
2,052
– –
IEUS icon
3289
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
$47K ﹤0.01%
1,060
-505
-32% -$24.8K
KOF icon
3290
Coca-Cola Femsa
KOF
$22.9B
$47K ﹤0.01%
759
+9
+1% +$545
OGIG icon
3291
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$47K ﹤0.01%
2,465
– –
PLAY icon
3292
Dave & Buster's
PLAY
$354M
$47K ﹤0.01%
1,079
+96
+10% +$5.4K
QLTA icon
3293
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
$47K ﹤0.01%
930
– –
SIFY
3294
Sify Technologies
SIFY
$1.13B
$47K ﹤0.01%
5,290
+480
+10% +$3.86K
SMLF icon
3295
iShares US Small Cap Equity Factor ETF
SMLF
$4.33B
$47K ﹤0.01%
1,304
-166
-11% -$6.52K
SUPN icon
3296
Supernus Pharmaceuticals
SUPN
$2.81B
$47K ﹤0.01%
1,421
+655
+86% +$28.2K
WINA icon
3297
Winmark
WINA
$1.26B
$47K ﹤0.01%
292
-6
-2% -$918
WSR
3298
DELISTED
Whitestone REIT
WSR
$47K ﹤0.01%
3,768
+814
+28% +$11K
INFN
3299
DELISTED
Infinera Corporation Common Stock
INFN
$47K ﹤0.01%
11,478
+634
+6% +$3.18K
AIMC
3300
DELISTED
Altra Industrial Motion Corp
AIMC
$47K ﹤0.01%
1,904
+1,480
+349% +$48.1K
130 131
132
133 134

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.