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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGV icon
3276
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$4K ﹤0.01%
70
-2,370
-97% -$121K
MIN
3277
Aberdeen Intermediate Income Fund
MIN
$280M
$4K ﹤0.01%
739
– –
MOH icon
3278
Molina Healthcare
MOH
$10.2B
$4K ﹤0.01%
105
– –
MUC icon
3279
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
$4K ﹤0.01%
293
– –
NDAQ icon
3280
Nasdaq
NDAQ
$53.1B
$4K ﹤0.01%
333
+72
+28% +$770
NMR icon
3281
Nomura Holdings
NMR
$28.6B
$4K ﹤0.01%
577
+6
+1% +$46
PHDG icon
3282
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.4M
$4K ﹤0.01%
+150
New +$4.1K
PRIM icon
3283
Primoris Services
PRIM
$4.42B
$4K ﹤0.01%
+136
New +$3.08K
PZZA icon
3284
Papa John's
PZZA
$801M
$4K ﹤0.01%
114
-22
-16% -$760
QQXT icon
3285
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$160M
$4K ﹤0.01%
+117
New +$3.66K
SCHA icon
3286
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$4K ﹤0.01%
332
+200
+152% +$2.35K
SEVN
3287
Seven Hills Realty Trust
SEVN
$172M
$4K ﹤0.01%
223
– –
TAL icon
3288
TAL Education Group
TAL
$6.75B
$4K ﹤0.01%
+1,488
New +$3.03K
TAYD icon
3289
Taylor Devices
TAYD
$172M
$4K ﹤0.01%
498
– –
TIMB icon
3290
TIM SA
TIMB
$8.62B
$4K ﹤0.01%
+213
New +$4.31K
VBF icon
3291
Invesco Bond Fund
VBF
$168M
$4K ﹤0.01%
250
– –
WTI icon
3292
W&T Offshore
WTI
$575M
$4K ﹤0.01%
225
+35
+18% +$565
WW
3293
DELISTED
WW International
WW
$4K ﹤0.01%
105
-1
-0.9% -$40
CTHR
3294
DELISTED
Charles & Colvard Ltd
CTHR
$4K ﹤0.01%
53
– –
ACH
3295
DELISTED
Alum Corp of China Ltd
ACH
$4K ﹤0.01%
470
– –
FLIR
3296
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$4K ﹤0.01%
134
-126
-48% -$3.93K
RST
3297
DELISTED
ROSETTA STONE INC
RST
$4K ﹤0.01%
250
– –
ADRU
3298
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$4K ﹤0.01%
153
– –
EGI
3299
DELISTED
Entre Resources Ltd. Common Shares
EGI
$4K ﹤0.01%
14,200
– –
ERN
3300
DELISTED
Erin Energy Corp
ERN
$4K ﹤0.01%
+2,027
New +$3.71K
130 131
132
133 134

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.