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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMS icon
3251
Fresenius Medical Care
FMS
$12.7B
$64K ﹤0.01%
1,910
+57
+3% +$2.02K
ITIC
3252
Investors Title Co
ITIC
$543M
$64K ﹤0.01%
397
-6
-1% -$930
JMM icon
3253
Nuveen Multi-Market Income Fund
JMM
$55M
$64K ﹤0.01%
8,657
+36
+0.4% +$264
MAC icon
3254
Macerich
MAC
$7.01B
$64K ﹤0.01%
2,047
+1,535
+300% +$48.4K
NC icon
3255
NACCO Industries
NC
$322M
$64K ﹤0.01%
1,000
– –
SABR icon
3256
Sabre
SABR
$900M
$64K ﹤0.01%
2,856
-449
-14% -$10.6K
AIA icon
3257
iShares Asia 50 ETF
AIA
$5.06B
$63K ﹤0.01%
1,081
+127
+13% +$7.47K
DRH icon
3258
Diamondrock Hospitality Co
DRH
$2.53B
$63K ﹤0.01%
6,106
-1,941
-24% -$19.1K
EWN icon
3259
iShares MSCI Netherlands ETF
EWN
$738M
$63K ﹤0.01%
2,003
-64
-3% -$1.98K
GLO
3260
Clough Global Opportunities Fund
GLO
$258M
$63K ﹤0.01%
6,926
+2,367
+52% +$22.1K
HLI icon
3261
Houlihan Lokey
HLI
$8.99B
$63K ﹤0.01%
1,389
– –
IYZ icon
3262
iShares US Telecommunications ETF
IYZ
$1.23B
$63K ﹤0.01%
2,173
+2
+0.1% +$59
NUEM icon
3263
Nuveen ESG Emerging Markets Equity ETF
NUEM
$401M
$63K ﹤0.01%
2,542
– –
PFGC icon
3264
Performance Food Group
PFGC
$16.8B
$63K ﹤0.01%
1,371
-345
-20% -$15.3K
PI icon
3265
Impinj
PI
$5.28B
$63K ﹤0.01%
2,061
-108
-5% -$3.77K
TSBK icon
3266
Timberland Bancorp
TSBK
$358M
$63K ﹤0.01%
2,306
-150
-6% -$3.94K
UNF icon
3267
Unifirst Corp
UNF
$5.19B
$63K ﹤0.01%
318
+4
+1% +$775
VLY icon
3268
Valley National Bancorp
VLY
$8.29B
$63K ﹤0.01%
5,745
+14
+0.2% +$150
VNOM icon
3269
Viper Energy
VNOM
$15.2B
$63K ﹤0.01%
2,272
+1,450
+176% +$43.2K
BEST
3270
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$63K ﹤0.01%
595
+70
+13% +$6.99K
PDCE
3271
DELISTED
PDC Energy, Inc.
PDCE
$63K ﹤0.01%
2,269
-178
-7% -$5.34K
JMT
3272
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$63K ﹤0.01%
2,843
+1,121
+65% +$25.1K
NNC
3273
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$63K ﹤0.01%
4,683
+6
+0.1% +$81
CVLT icon
3274
Commault Systems
CVLT
$6.1B
$62K ﹤0.01%
1,393
-275
-16% -$12.6K
GLV
3275
Clough Global Dividend & Income Fund
GLV
$78.8M
$62K ﹤0.01%
+5,750
New +$62.4K
129 130
131
132 133

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.