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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JASO
3251
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$16K ﹤0.01%
2,000
– –
EQY
3252
DELISTED
Equity One
EQY
$16K ﹤0.01%
636
+36
+6% +$877
CNL
3253
DELISTED
CLECO CRP (HOLDING CO)
CNL
$16K ﹤0.01%
298
+2
+0.7% +$108
RYL
3254
DELISTED
RYLAND GROUP INC
RYL
$16K ﹤0.01%
380
+15
+4% +$669
CYTR
3255
DELISTED
CytRx Corp
CYTR
$16K ﹤0.01%
1,108
+25
+2% +$423
EWRM
3256
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$16K ﹤0.01%
337
+1
+0.3% +$49
EE
3257
DELISTED
El Paso Electric Company
EE
$16K ﹤0.01%
420
+11
+3% +$394
BAL
3258
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$16K ﹤0.01%
400
-91
-19% -$3.87K
RPRX
3259
DELISTED
Repros Therapeutics Inc.
RPRX
$16K ﹤0.01%
2,140
+990
+86% +$7.57K
ADTN icon
3260
Adtran
ADTN
$665M
$15K ﹤0.01%
1,000
– –
AIRR icon
3261
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$15K ﹤0.01%
1,000
– –
ARCB icon
3262
ArcBest
ARCB
$3.28B
$15K ﹤0.01%
595
+450
+310% +$13.6K
BIB icon
3263
ProShares Ultra NASDAQ Biotechnology
BIB
$87.1M
$15K ﹤0.01%
208
-702
-77% -$59.8K
CIG icon
3264
CEMIG Preferred Shares
CIG
$5.58B
$15K ﹤0.01%
16,430
+245
+2% +$318
CRT
3265
Cross Timbers Royalty Trust
CRT
$60.6M
$15K ﹤0.01%
1,001
– –
CSGS
3266
DELISTED
CSG Systems International
CSGS
$15K ﹤0.01%
500
– –
EMO
3267
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$15K ﹤0.01%
212
-2,100
-91% -$180K
ENPH icon
3268
Enphase Energy
ENPH
$5.39B
$15K ﹤0.01%
4,000
– –
ESE icon
3269
ESCO Technologies
ESE
$7.78B
$15K ﹤0.01%
417
+1
+0.2% +$37
FSP
3270
Franklin Street Properties
FSP
$46.3M
$15K ﹤0.01%
1,429
– –
HWC icon
3271
Hancock Whitney
HWC
$6.34B
$15K ﹤0.01%
568
+42
+8% +$1.19K
KBR icon
3272
KBR
KBR
$4.8B
$15K ﹤0.01%
912
+82
+10% +$1.44K
MLI icon
3273
Mueller Industries
MLI
$15.1B
$15K ﹤0.01%
2,048
+4
+0.2% +$32
MMI icon
3274
Marcus & Millichap
MMI
$1.18B
$15K ﹤0.01%
336
+136
+68% +$6.37K
MOV icon
3275
Movado Group
MOV
$815M
$15K ﹤0.01%
576
+68
+13% +$1.77K
129 130
131
132 133

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.