We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB icon
3251
AvalonBay Communities
AVB
$25.9B
$7K ﹤0.01%
49
-10
-17% -$1.48K
AX icon
3252
Axos Financial
AX
$5.7B
$7K ﹤0.01%
400
-2,200
-85% -$41.5K
BCX icon
3253
BlackRock Resources & Commodities Strategy Trust
BCX
$965M
$7K ﹤0.01%
639
– –
BLDP
3254
Ballard Power Systems
BLDP
$799M
$7K ﹤0.01%
2,300
– –
CHT icon
3255
Chunghwa Telecom
CHT
$32.8B
$7K ﹤0.01%
238
+27
+13% +$833
CIK
3256
Credit Suisse Asset Management Income Fund
CIK
$134M
$7K ﹤0.01%
2,000
– –
COHR icon
3257
Coherent
COHR
$70.1B
$7K ﹤0.01%
569
-42
-7% -$572
CPT icon
3258
Camden Property Trust
CPT
$10.9B
$7K ﹤0.01%
107
– –
EWBC icon
3259
East-West Bancorp
EWBC
$18.4B
$7K ﹤0.01%
192
– –
FYC icon
3260
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$7K ﹤0.01%
242
+22
+10% +$636
GFF icon
3261
Griffon
GFF
$4.73B
$7K ﹤0.01%
600
– –
GPRE icon
3262
Green Plains
GPRE
$1.06B
$7K ﹤0.01%
200
– –
LZB icon
3263
La-Z-Boy
LZB
$1.66B
$7K ﹤0.01%
360
– –
MT icon
3264
ArcelorMittal
MT
$55.7B
$7K ﹤0.01%
243
-66
-21% -$2.19K
NEOG icon
3265
Neogen
NEOG
$2.49B
$7K ﹤0.01%
440
-211
-32% -$3.33K
NRK icon
3266
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$7K ﹤0.01%
517
– –
OC icon
3267
Owens Corning
OC
$12.3B
$7K ﹤0.01%
229
-322
-58% -$11.4K
PESI icon
3268
Perma-Fix Environmental Services
PESI
$429M
$7K ﹤0.01%
1,720
– –
PRPO icon
3269
Precipio
PRPO
$39.1M
– –
0
– –
QID icon
3270
ProShares UltraShort QQQ
QID
$247M
$7K ﹤0.01%
2
– –
SCL icon
3271
Stepan Co
SCL
$1.47B
$7K ﹤0.01%
156
-19
-11% -$930
UFPT icon
3272
UFP Technologies
UFPT
$2.48B
$7K ﹤0.01%
310
– –
WTS icon
3273
Watts Water Technologies
WTS
$12.9B
$7K ﹤0.01%
128
– –
CNH
3274
CNH Industrial
CNH
$17.1B
$7K ﹤0.01%
1,036
– –
CTG
3275
DELISTED
Computer Task Group, Inc.
CTG
$7K ﹤0.01%
593
-73
-11% -$1K
129 130
131
132 133

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.