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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSGX icon
3226
Descartes Systems
DSGX
$6.62B
$66K ﹤0.01%
1,636
-7
-0.4% -$259
IEZ icon
3227
iShares US Oil Equipment & Services ETF
IEZ
$393M
$66K ﹤0.01%
3,733
+300
+9% +$5.77K
NXC
3228
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$66K ﹤0.01%
4,184
-1,710
-29% -$26.1K
ACH
3229
Accendra Health
ACH
$73.1M
$66K ﹤0.01%
11,436
-2,841
-20% -$12.7K
PCRX icon
3230
Pacira BioSciences
PCRX
$917M
$66K ﹤0.01%
1,735
-1
-0.1% -$40
ARGO
3231
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$66K ﹤0.01%
942
-48
-5% -$3.32K
WWE
3232
DELISTED
World Wrestling Entertainment
WWE
$66K ﹤0.01%
943
-888
-48% -$63.6K
SWIR
3233
DELISTED
Sierra Wireless
SWIR
$66K ﹤0.01%
6,208
+1,035
+20% +$11.8K
RDUS
3234
DELISTED
Radius Health, Inc.
RDUS
$66K ﹤0.01%
2,579
+156
+6% +$3.82K
VISN
3235
Vistance Networks Inc
VISN
$2.66B
$65K ﹤0.01%
5,595
-712
-11% -$9.17K
FOXA icon
3236
Fox Class A
FOXA
$29B
$65K ﹤0.01%
2,047
-5,565
-73% -$193K
HUYA
3237
Huya Inc
HUYA
$529M
$65K ﹤0.01%
2,729
+649
+31% +$15.3K
KBR icon
3238
KBR
KBR
$4.84B
$65K ﹤0.01%
2,659
+636
+31% +$16.2K
KN icon
3239
Knowles
KN
$3.29B
$65K ﹤0.01%
3,194
+2,221
+228% +$43.6K
SF
3240
Stifel
SF
$12.9B
$65K ﹤0.01%
2,552
-81
-3% -$2.04K
TBT icon
3241
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$65K ﹤0.01%
2,647
-143
-5% -$3.77K
USPH icon
3242
US Physical Therapy
USPH
$1.21B
$65K ﹤0.01%
500
-48
-9% -$6.25K
VRNT
3243
DELISTED
Verint Systems
VRNT
$65K ﹤0.01%
3,005
-67
-2% -$1.78K
VSDA icon
3244
VictoryShares Dividend Accelerator ETF
VSDA
$252M
$65K ﹤0.01%
1,904
+872
+84% +$29.4K
IBML
3245
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$65K ﹤0.01%
2,530
+5
+0.2% +$129
ZYNE
3246
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$65K ﹤0.01%
8,538
-1,895
-18% -$21.4K
SFHY
3247
DELISTED
WisdomTree U.S. Short Term High Yield Corporate Bond Fund
SFHY
$65K ﹤0.01%
1,294
+100
+8% +$5.03K
DPLO
3248
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$65K ﹤0.01%
13,210
+500
+4% +$2.8K
CX icon
3249
Cemex
CX
$16B
$64K ﹤0.01%
16,359
+4,923
+43% +$18K
DEI icon
3250
Douglas Emmett
DEI
$1.96B
$64K ﹤0.01%
1,508
+644
+75% +$26.6K
128 129
130
131 132

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.