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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RING icon
3226
iShares MSCI Global Gold Miners ETF
RING
$2.46B
$51K ﹤0.01%
3,189
+386
+14% +$5.86K
SOR
3227
Source Capital
SOR
$386M
$51K ﹤0.01%
1,553
-120
-7% -$4.35K
TS icon
3228
Tenaris
TS
$27B
$51K ﹤0.01%
2,310
+730
+46% +$20.3K
GTHX
3229
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$51K ﹤0.01%
2,666
-100
-4% -$3.75K
JCP
3230
DELISTED
J.C. Penney Company, Inc.
JCP
$51K ﹤0.01%
48,212
+21,700
+82% +$30.4K
PETX
3231
DELISTED
Aratana Therapeutics, Inc.
PETX
$51K ﹤0.01%
8,382
+2,002
+31% +$12.2K
DISH
3232
DELISTED
DISH Network Corp.
DISH
$51K ﹤0.01%
2,054
+393
+24% +$12.3K
BJUL icon
3233
Innovator US Equity Buffer ETF July
BJUL
$354M
$50K ﹤0.01%
+2,130
New +$52.3K
CNDT icon
3234
Conduent
CNDT
$236M
$50K ﹤0.01%
4,778
+1,606
+51% +$25K
CNYA icon
3235
iShares MSCI China A ETF
CNYA
$206M
$50K ﹤0.01%
2,220
+720
+48% +$17.6K
EVX icon
3236
VanEck Environmental Services ETF
EVX
$102M
$50K ﹤0.01%
3,010
-4,015
-57% -$72K
EZA icon
3237
iShares MSCI South Africa ETF
EZA
$560M
$50K ﹤0.01%
991
-123
-11% -$6.26K
GVAL icon
3238
Cambria Global Value ETF
GVAL
$602M
$50K ﹤0.01%
2,376
– –
HEES
3239
DELISTED
H&E Equipment Services
HEES
$50K ﹤0.01%
2,457
-1,238
-34% -$30.3K
KCE icon
3240
State Street SPDR S&P Capital Markets ETF
KCE
$480M
$50K ﹤0.01%
1,054
-206
-16% -$10.7K
PWOD
3241
DELISTED
Penns Woods Bancorp
PWOD
$50K ﹤0.01%
1,848
– –
SLM icon
3242
SLM Corp
SLM
$5.27B
$50K ﹤0.01%
5,831
+5,163
+773% +$51.4K
BEST
3243
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$50K ﹤0.01%
591
-73
-11% -$7.58K
SPWR
3244
DELISTED
SunPower Corporation Common Stock
SPWR
$50K ﹤0.01%
15,371
+153
+1% +$636
VIA
3245
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$50K ﹤0.01%
1,340
+47
+4% +$1.95K
DESC
3246
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
$50K ﹤0.01%
1,665
-472
-22% -$15.6K
TAO
3247
DELISTED
Invesco China Real Estate ETF
TAO
$50K ﹤0.01%
2,050
+230
+13% +$5.84K
CRC
3248
DELISTED
California Resources Corporation
CRC
$50K ﹤0.01%
2,837
-37,555
-93% -$1.07M
CDNA icon
3249
CareDx
CDNA
$2.34B
$49K ﹤0.01%
1,950
-1,648
-46% -$42.3K
COHR icon
3250
Coherent
COHR
$63.7B
$49K ﹤0.01%
1,525
-564
-27% -$21K
128 129
130
131 132

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.