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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRAA icon
3226
PRA Group
PRAA
$774M
$26K ﹤0.01%
751
+378
+101% +$11.1K
PRTA icon
3227
Prothena Corp
PRTA
$457M
$26K ﹤0.01%
436
-1
-0.2% -$54
VKI icon
3228
Invesco Advantage Municipal Income Trust II
VKI
$403M
$26K ﹤0.01%
2,100
– –
WCC
3229
WESCO International
WCC
$17.6B
$26K ﹤0.01%
406
-190
-32% -$10.9K
XXII
3230
22nd Century Group
XXII
$1.49M
– –
0
– –
ROOF
3231
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$26K ﹤0.01%
954
+501
+111% +$14K
CCLP
3232
DELISTED
CSI Compressco LP
CCLP
$26K ﹤0.01%
2,471
-1,041
-30% -$9.62K
BCM
3233
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$26K ﹤0.01%
+986
New +$25.9K
POLY
3234
DELISTED
Plantronics, Inc.
POLY
$26K ﹤0.01%
512
+372
+266% +$18.3K
SMED
3235
DELISTED
Sharps Compliance Corp
SMED
$26K ﹤0.01%
5,963
– –
CSFL
3236
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$26K ﹤0.01%
+1,443
New +$24.7K
TIVO
3237
DELISTED
Tivo Inc
TIVO
$26K ﹤0.01%
+1,347
New +$26.6K
TVPT
3238
DELISTED
Travelport Worldwide Limited
TVPT
$26K ﹤0.01%
+1,773
New +$24.4K
BEL
3239
DELISTED
Belmond Ltd.
BEL
$26K ﹤0.01%
2,023
-330
-14% -$3.76K
AHGP
3240
DELISTED
Alliance Holdings GP
AHGP
$26K ﹤0.01%
1,000
– –
JHMC
3241
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$26K ﹤0.01%
1,000
– –
AIRM
3242
DELISTED
Air Methods Corp
AIRM
$26K ﹤0.01%
823
+193
+31% +$6.57K
EPAC icon
3243
Enerpac Tool Group
EPAC
$1.88B
$25K ﹤0.01%
1,101
+200
+22% +$4.68K
GLIN icon
3244
VanEck India Growth Leaders ETF
GLIN
$92.8M
$25K ﹤0.01%
521
+120
+30% +$5.38K
HYHG icon
3245
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$25K ﹤0.01%
371
+279
+303% +$18.3K
IWL icon
3246
iShares Russell Top 200 ETF
IWL
$2.29B
$25K ﹤0.01%
500
– –
OLED icon
3247
Universal Display
OLED
$4.11B
$25K ﹤0.01%
467
-170
-27% -$10.8K
PLCE icon
3248
Children's Place
PLCE
$53.8M
$25K ﹤0.01%
322
-8
-2% -$659
RGT
3249
Royce Global Value Trust
RGT
$100M
$25K ﹤0.01%
3,061
-71
-2% -$564
NBIS
3250
Nebius Group N.V.
NBIS
$73.1B
$25K ﹤0.01%
1,150
+240
+26% +$5.22K
128 129
130
131 132

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.