We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
301
Kroger
KR
$34.6B
$6.54M 0.06%
237,899
-3,637
-2% -$106K
MGV icon
302
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$6.54M 0.06%
91,558
+23,048
+34% +$1.76M
BOND icon
303
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$6.47M 0.06%
62,914
-6,857
-10% -$697K
FDL icon
304
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$6.44M 0.06%
236,213
-65,582
-22% -$1.9M
TXN icon
305
Texas Instruments
TXN
$256B
$6.43M 0.06%
68,173
+16,912
+33% +$1.64M
TSN icon
306
Tyson Foods
TSN
$20.1B
$6.42M 0.06%
120,226
+6,473
+6% +$380K
EFG icon
307
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$6.42M 0.06%
92,977
+8,428
+10% +$614K
PWV icon
308
Invesco Large Cap Value ETF
PWV
$1.78B
$6.37M 0.06%
191,679
+154,562
+416% +$5.46M
GD icon
309
General Dynamics
GD
$107B
$6.37M 0.06%
40,460
+11,731
+41% +$2.1M
LTS
310
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$6.31M 0.06%
2,708,024
+458,670
+20% +$1.23M
SPIB icon
311
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.2M 0.06%
187,709
+40,800
+28% +$1.34M
TMO icon
312
Thermo Fisher Scientific
TMO
$222B
$6.2M 0.06%
27,746
+6,092
+28% +$1.43M
VRP icon
313
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$6.16M 0.06%
270,019
+6,399
+2% +$153K
MSCI icon
314
MSCI
MSCI
$40.9B
$6.13M 0.06%
41,689
+4,169
+11% +$635K
HYS icon
315
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$6.13M 0.06%
64,452
+9,256
+17% +$907K
DLN icon
316
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$6.13M 0.06%
145,050
+7,462
+5% +$338K
FVC icon
317
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$6.12M 0.06%
258,521
+25,439
+11% +$644K
SCHZ icon
318
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$6.11M 0.06%
241,390
+31,252
+15% +$780K
MDLZ icon
319
Mondelez International
MDLZ
$78.5B
$6.1M 0.05%
151,715
+16,789
+12% +$716K
WEC icon
320
WEC Energy
WEC
$34.6B
$6.01M 0.05%
87,096
+24,404
+39% +$1.71M
HR icon
321
Healthcare Realty
HR
$6.73B
$6M 0.05%
237,127
-11,309
-5% -$300K
PSA icon
322
Public Storage
PSA
$60.8B
$5.98M 0.05%
29,550
-1,977
-6% -$404K
ITW icon
323
Illinois Tool Works
ITW
$83.9B
$5.97M 0.05%
47,087
+20,381
+76% +$2.68M
SCHM icon
324
Schwab US Mid-Cap ETF
SCHM
$15B
$5.96M 0.05%
372,546
+56,433
+18% +$986K
HYLS icon
325
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$5.96M 0.05%
131,577
+2,294
+2% +$107K
11 12
13
14 15

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.