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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
301
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$6.23M 0.06%
169,974
+52,333
+44% +$1.89M
SPYV icon
302
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$6.21M 0.06%
202,257
+140,853
+229% +$4.22M
GM icon
303
General Motors
GM
$76.8B
$6.2M 0.06%
151,296
-27,362
-15% -$1.19M
VIS icon
304
Vanguard Industrials ETF
VIS
$8.39B
$6.17M 0.06%
43,359
+2,694
+7% +$370K
MET icon
305
MetLife
MET
$62.1B
$6.14M 0.06%
121,417
+18,238
+18% +$961K
IUSV icon
306
iShares Core S&P US Value ETF
IUSV
$27.7B
$6.07M 0.06%
109,577
+1,880
+2% +$101K
HYS icon
307
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$6.06M 0.06%
60,346
-520
-0.9% -$52.4K
PZA icon
308
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$6.05M 0.06%
234,374
+47,962
+26% +$1.23M
IEUR icon
309
iShares Core MSCI Europe ETF
IEUR
$9.16B
$6.01M 0.06%
119,814
+35,592
+42% +$1.77M
IPAC icon
310
iShares Core MSCI Pacific ETF
IPAC
$2.77B
$6.01M 0.06%
100,745
+29,625
+42% +$1.74M
WBA
311
DELISTED
Walgreens Boots Alliance
WBA
$5.92M 0.06%
81,432
+8,712
+12% +$614K
IYJ icon
312
iShares US Industrials ETF
IYJ
$2.02B
$5.86M 0.06%
79,562
+61,218
+334% +$4.37M
XLB icon
313
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$5.86M 0.06%
193,562
+35,050
+22% +$1.03M
UL icon
314
Unilever
UL
$136B
$5.79M 0.06%
92,986
-1,466
-2% -$92.9K
GD icon
315
General Dynamics
GD
$106B
$5.79M 0.06%
28,432
+803
+3% +$164K
ADBE icon
316
Adobe
ADBE
$105B
$5.78M 0.06%
32,934
+1,156
+4% +$199K
QTEC icon
317
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.83B
$5.77M 0.06%
80,231
-396
-0.5% -$28.5K
IFV icon
318
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$5.69M 0.05%
255,750
+30,822
+14% +$671K
PNC icon
319
PNC Financial Services
PNC
$101B
$5.68M 0.05%
39,358
+638
+2% +$88.2K
GSK icon
320
GSK
GSK
$106B
$5.64M 0.05%
127,041
-4,014
-3% -$185K
FXL icon
321
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$5.63M 0.05%
109,627
+86,382
+372% +$4.4M
IYF icon
322
iShares US Financials ETF
IYF
$4.61B
$5.6M 0.05%
93,800
+55,192
+143% +$3.2M
TILT icon
323
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$5.59M 0.05%
49,958
+7,391
+17% +$804K
MS icon
324
Morgan Stanley
MS
$340B
$5.55M 0.05%
105,774
+3,744
+4% +$189K
VRP icon
325
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$5.54M 0.05%
215,999
+22,397
+12% +$579K
11 12
13
14 15

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.