We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
301
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$3.11M 0.06%
28,221
+6,152
+28% +$678K
XLG icon
302
Invesco S&P 500 Top 50 ETF
XLG
$11B
$3.1M 0.06%
214,590
-7,940
-4% -$115K
TRV icon
303
Travelers Companies
TRV
$78.3B
$3.09M 0.06%
27,357
+2,793
+11% +$310K
XLI icon
304
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$3.06M 0.06%
57,702
+26,692
+86% +$1.43M
AJG icon
305
Arthur J. Gallagher & Co
AJG
$64.7B
$3.06M 0.06%
74,663
-5,798
-7% -$249K
BAB icon
306
Invesco Taxable Municipal Bond ETF
BAB
$1B
$3.01M 0.06%
103,917
+71,524
+221% +$2.08M
BIP icon
307
Brookfield Infrastructure Partners
BIP
$17.5B
$3.01M 0.06%
199,970
-5,299
-3% -$84.4K
AIVL icon
308
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
$3M 0.06%
42,618
-658
-2% -$46.9K
ALL icon
309
Allstate
ALL
$68.2B
$2.99M 0.06%
48,192
-4,774
-9% -$297K
RSPH icon
310
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$2.99M 0.06%
194,840
+17,750
+10% +$265K
BNY
311
Bank of New York Mellon
BNY
$108B
$2.98M 0.06%
72,419
-4,924
-6% -$207K
TIER
312
DELISTED
TIER REIT, Inc.
TIER
$2.98M 0.06%
201,691
-52,852
-21% -$800K
XRAY icon
313
Dentsply Sirona
XRAY
$2.34B
$2.95M 0.05%
48,554
+738
+2% +$43.9K
IEMG icon
314
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$2.94M 0.05%
74,696
-55,783
-43% -$2.32M
VOD icon
315
Vodafone
VOD
$36.4B
$2.93M 0.05%
90,849
+1,092
+1% +$35.7K
AXP icon
316
American Express
AXP
$229B
$2.92M 0.05%
42,056
-7,147
-15% -$520K
WEC icon
317
WEC Energy
WEC
$34.6B
$2.92M 0.05%
56,879
+6,978
+14% +$356K
CASY icon
318
Casey's General Stores
CASY
$31.6B
$2.91M 0.05%
24,185
+3,471
+17% +$396K
PRF icon
319
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.88M 0.05%
165,880
-110,395
-40% -$1.95M
AGZ icon
320
iShares Agency Bond ETF
AGZ
$563M
$2.87M 0.05%
25,352
+3,631
+17% +$412K
XHR
321
Xenia Hotels & Resorts
XHR
$1.74B
$2.86M 0.05%
186,277
-17,950
-9% -$305K
UTG icon
322
Reaves Utility Income Fund
UTG
$3.59B
$2.85M 0.05%
109,932
+96,491
+718% +$2.66M
VTR icon
323
Ventas
VTR
$47.2B
$2.85M 0.05%
50,600
+20,688
+69% +$1.13M
GBX icon
324
The Greenbrier Companies
GBX
$1.43B
$2.85M 0.05%
87,339
+9,419
+12% +$323K
SDIV icon
325
Global X SuperDividend ETF
SDIV
$1.22B
$2.84M 0.05%
47,613
+9,547
+25% +$579K
11 12
13
14 15

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.