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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
301
PPG Industries
PPG
$26.6B
$2.52M 0.06%
22,272
+5,988
+37% +$621K
TJX icon
302
TJX Companies
TJX
$178B
$2.52M 0.06%
73,374
+13,714
+23% +$437K
MOAT icon
303
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$2.5M 0.06%
80,462
+8,443
+12% +$264K
FXH icon
304
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$2.49M 0.06%
41,225
+6,627
+19% +$387K
LUMN icon
305
Lumen
LUMN
$6.44B
$2.48M 0.05%
62,716
+29,511
+89% +$1.18M
BOND icon
306
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$2.47M 0.05%
23,073
+2,615
+13% +$285K
PZA icon
307
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.47M 0.05%
97,143
-11,938
-11% -$302K
TSLA icon
308
Tesla
TSLA
$1.3T
$2.46M 0.05%
165,060
+47,700
+41% +$745K
BIDU icon
309
Baidu
BIDU
$37.2B
$2.45M 0.05%
10,751
+2,757
+34% +$632K
SHM icon
310
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$2.44M 0.05%
50,282
-4,263
-8% -$208K
OHI icon
311
Omega Healthcare
OHI
$14.7B
$2.41M 0.05%
62,007
+26,556
+75% +$1.01M
PSX icon
312
Phillips 66
PSX
$81.4B
$2.39M 0.05%
33,295
+11,055
+50% +$816K
BX icon
313
Blackstone
BX
$110B
$2.39M 0.05%
72,093
+3,097
+4% +$96.9K
STPZ icon
314
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$2.38M 0.05%
45,905
+15,122
+49% +$792K
PWR icon
315
Quanta Services
PWR
$101B
$2.37M 0.05%
83,554
+39,420
+89% +$1.24M
PNC icon
316
PNC Financial Services
PNC
$101B
$2.36M 0.05%
25,896
+9,688
+60% +$840K
EVF
317
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.36M 0.05%
377,744
+623
+0.2% +$3.97K
EMC
318
DELISTED
EMC CORPORATION
EMC
$2.35M 0.05%
79,048
+14,615
+23% +$425K
PEG icon
319
Public Service Enterprise Group
PEG
$37.7B
$2.34M 0.05%
56,875
+11,912
+26% +$479K
SNY icon
320
Sanofi
SNY
$104B
$2.34M 0.05%
51,207
+37,393
+271% +$1.81M
VOT icon
321
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$2.34M 0.05%
23,003
+554
+2% +$54.8K
OXY icon
322
Occidental Petroleum
OXY
$55.9B
$2.33M 0.05%
28,883
+4,581
+19% +$380K
CVY icon
323
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$2.32M 0.05%
103,850
+38,097
+58% +$894K
TBF icon
324
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$2.28M 0.05%
89,751
-86,768
-49% -$2.29M
ARCC icon
325
Ares Capital
ARCC
$14.4B
$2.27M 0.05%
145,345
+7,844
+6% +$125K
11 12
13
14 15

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.