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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
301
SLB Ltd
SLB
$78B
$1.71M 0.05%
17,564
+925
+6% +$83.7K
DGS icon
302
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.7M 0.05%
36,369
+3,714
+11% +$167K
PSX icon
303
Phillips 66
PSX
$85.3B
$1.7M 0.05%
21,989
-342
-2% -$26K
TEVA icon
304
Teva Pharmaceuticals
TEVA
$41.2B
$1.68M 0.05%
31,712
+8,019
+34% +$371K
AOM icon
305
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1.68M 0.05%
48,106
+1,628
+4% +$55.9K
EWJ icon
306
iShares MSCI Japan ETF
EWJ
$22.7B
$1.67M 0.05%
36,800
-11,022
-23% -$508K
PH icon
307
Parker-Hannifin
PH
$134B
$1.67M 0.05%
13,910
-1,712
-11% -$205K
EWY icon
308
iShares MSCI South Korea ETF
EWY
$25.3B
$1.66M 0.05%
26,965
-7,766
-22% -$465K
CI icon
309
Cigna
CI
$73.6B
$1.64M 0.05%
19,591
+15,897
+430% +$1.31M
VALE icon
310
Vale
VALE
$63B
$1.63M 0.05%
117,809
+5,886
+5% +$80.4K
LMT icon
311
Lockheed Martin
LMT
$140B
$1.63M 0.05%
9,960
+150
+2% +$23.6K
MDT icon
312
Medtronic
MDT
$114B
$1.62M 0.05%
26,271
+1,100
+4% +$64.1K
TMO icon
313
Thermo Fisher Scientific
TMO
$220B
$1.59M 0.05%
13,231
+3,200
+32% +$380K
KRFT
314
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.59M 0.05%
28,272
-1,099
-4% -$59.7K
KMR
315
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.59M 0.05%
23,267
+4,749
+26% +$330K
NOC icon
316
Northrop Grumman
NOC
$82.3B
$1.58M 0.05%
12,991
+7,572
+140% +$897K
PKG icon
317
Packaging Corp of America
PKG
$22.7B
$1.58M 0.05%
22,126
+1,843
+9% +$126K
RWM icon
318
ProShares Short Russell2000
RWM
$101M
$1.58M 0.05%
23,955
+15,058
+169% +$1.01M
ELD icon
319
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$1.58M 0.05%
34,355
+7,810
+29% +$351K
TTM
320
DELISTED
Tata Motors Limited
TTM
$1.57M 0.05%
44,473
+42,529
+2,188% +$1.34M
ARR
321
Armour Residential REIT
ARR
$2.33B
$1.57M 0.05%
9,554
-114
-1% -$19.1K
HXL icon
322
Hexcel
HXL
$7.62B
$1.57M 0.05%
36,117
+93
+0.3% +$4.06K
ROP icon
323
Roper Technologies
ROP
$40.1B
$1.57M 0.05%
11,635
+228
+2% +$31K
CVY icon
324
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.57M 0.05%
62,367
+8,131
+15% +$201K
OEF icon
325
iShares S&P 100 ETF
OEF
$20.5B
$1.57M 0.05%
18,907
-2,435
-11% -$198K
11 12
13
14 15

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.