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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHMF
3201
DELISTED
John Hancock Multifactor Financials ETF
JHMF
$69K ﹤0.01%
1,803
-600
-25% -$22.8K
ALV icon
3202
Autoliv
ALV
$8.94B
$68K ﹤0.01%
865
+51
+6% +$3.63K
BPMC
3203
DELISTED
Blueprint Medicines
BPMC
$68K ﹤0.01%
927
-170
-15% -$14.7K
CBT icon
3204
Cabot Corp
CBT
$4.54B
$68K ﹤0.01%
1,512
-448
-23% -$19.3K
CNQ icon
3205
Canadian Natural Resources
CNQ
$98.9B
$68K ﹤0.01%
5,203
+165
+3% +$2.04K
FISR icon
3206
State Street Fixed Income Sector Rotation ETF
FISR
$494M
$68K ﹤0.01%
+2,168
New +$67.8K
TDAY
3207
USA Today Co
TDAY
$1.03B
$68K ﹤0.01%
7,739
+3,226
+71% +$29.4K
HUBG icon
3208
HUB Group
HUBG
$2.46B
$68K ﹤0.01%
2,924
– –
MATX icon
3209
Matsons
MATX
$6.5B
$68K ﹤0.01%
1,812
+212
+13% +$8.05K
MTDR icon
3210
Matador Resources
MTDR
$6.64B
$68K ﹤0.01%
4,062
+1,127
+38% +$18.8K
MTH icon
3211
Meritage Homes
MTH
$4.76B
$68K ﹤0.01%
1,908
+8
+0.4% +$250
MTW icon
3212
Manitowoc
MTW
$746M
$68K ﹤0.01%
5,472
-4,433
-45% -$66.9K
NTLA icon
3213
Intellia Therapeutics
NTLA
$1.67B
$68K ﹤0.01%
5,118
+905
+21% +$14.4K
CAJ
3214
DELISTED
Canon, Inc.
CAJ
$68K ﹤0.01%
2,544
+712
+39% +$19.4K
NUO
3215
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$68K ﹤0.01%
4,299
– –
ARW icon
3216
Arrow Electronics
ARW
$10.9B
$67K ﹤0.01%
904
-7
-0.8% -$495
CCOI icon
3217
Cogent Communications
CCOI
$579M
$67K ﹤0.01%
1,211
-118
-9% -$7.03K
IBDT icon
3218
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.07B
$67K ﹤0.01%
2,400
– –
NAZ icon
3219
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
$67K ﹤0.01%
4,957
– –
RWM icon
3220
ProShares Short Russell2000
RWM
$98.9M
$67K ﹤0.01%
1,665
+750
+82% +$30.4K
USCI icon
3221
US Commodity Index
USCI
$375M
$67K ﹤0.01%
1,858
-374
-17% -$13.4K
VIA
3222
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$67K ﹤0.01%
1,271
-113
-8% -$5.96K
AIR icon
3223
AAR Corp
AIR
$5.85B
$66K ﹤0.01%
1,599
+2
+0.1% +$84
DJD icon
3224
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$495M
$66K ﹤0.01%
1,775
+100
+6% +$3.71K
DNOW icon
3225
DNOW Inc
DNOW
$2.97B
$66K ﹤0.01%
5,737
+934
+19% +$11.5K
127 128
129
130 131

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.