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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXF
3201
Mexico Fund
MXF
$311M
$30K ﹤0.01%
1,986
+710
+56% +$10.8K
ODP
3202
DELISTED
ODP
ODP
$30K ﹤0.01%
668
-245
-27% -$10.1K
PRAA icon
3203
PRA Group
PRAA
$776M
$30K ﹤0.01%
751
– –
RDVY icon
3204
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$30K ﹤0.01%
1,270
+3
+0.2% +$71
SBR
3205
Sabine Royalty Trust
SBR
$1.07B
$30K ﹤0.01%
869
+4
+0.5% +$145
TBI
3206
Trueblue
TBI
$313M
$30K ﹤0.01%
1,231
-641
-34% -$13.5K
TMP icon
3207
Tompkins Financial
TMP
$1.46B
$30K ﹤0.01%
318
+1
+0.3% +$84
WLK icon
3208
Westlake Corp
WLK
$10.2B
$30K ﹤0.01%
538
-20
-4% -$1.09K
XTL icon
3209
State Street SPDR S&P Telecom ETF
XTL
$559M
$30K ﹤0.01%
+428
New +$28.6K
CMD
3210
DELISTED
Cantel Medical Corporation
CMD
$30K ﹤0.01%
387
+31
+9% +$2.41K
JE
3211
DELISTED
Just Energy Group Inc
JE
$30K ﹤0.01%
168
-64
-28% -$11.2K
CROP
3212
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$30K ﹤0.01%
950
– –
LABL
3213
DELISTED
Multi-Color Corp
LABL
$30K ﹤0.01%
387
+251
+185% +$17.8K
LVNTA
3214
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$30K ﹤0.01%
804
-34
-4% -$1.34K
CCC
3215
DELISTED
Calgon Carbon Corp
CCC
$30K ﹤0.01%
1,742
+101
+6% +$1.69K
VALE.P
3216
DELISTED
Vale S A
VALE.P
$30K ﹤0.01%
4,377
– –
JPEP
3217
DELISTED
JP Energy Partners LP
JPEP
$30K ﹤0.01%
3,000
+1,000
+50% +$8.31K
MEG
3218
DELISTED
Media General, Inc
MEG
$30K ﹤0.01%
1,581
-95
-6% -$1.72K
GIG
3219
DELISTED
GigPeak, Inc.
GIG
$30K ﹤0.01%
12,000
– –
HYND
3220
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$30K ﹤0.01%
+1,400
New +$28.9K
SPAN
3221
DELISTED
Span-America Medical Systems I
SPAN
$30K ﹤0.01%
+1,667
New +$30.8K
ATEX icon
3222
Anterix
ATEX
$1.76B
$29K ﹤0.01%
1,300
– –
CACC icon
3223
Credit Acceptance
CACC
$6.11B
$29K ﹤0.01%
131
-40
-23% -$7.75K
CRBP icon
3224
Corbus Pharmaceuticals
CRBP
$195M
$29K ﹤0.01%
113
+100
+769% +$22.9K
EXI icon
3225
iShares Global Industrials ETF
EXI
$1.49B
$29K ﹤0.01%
387
– –
127 128
129
130 131

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.