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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLV
3176
Clough Global Dividend & Income Fund
GLV
$78.4M
$31K ﹤0.01%
2,617
-3,413
-57% -$39.9K
HNI icon
3177
HNI Corp
HNI
$3.55B
$31K ﹤0.01%
771
– –
KRO icon
3178
KRONOS Worldwide
KRO
$985M
$31K ﹤0.01%
2,566
+2,184
+572% +$22.1K
MUSA icon
3179
Murphy USA
MUSA
$10.5B
$31K ﹤0.01%
491
+78
+19% +$5.25K
NBIX icon
3180
Neurocrine Biosciences
NBIX
$15.4B
$31K ﹤0.01%
767
-1,010
-57% -$45.7K
SRG
3181
Seritage Growth Properties
SRG
$128M
$31K ﹤0.01%
723
+9
+1% +$419
WTFC icon
3182
Wintrust Financial
WTFC
$11B
$31K ﹤0.01%
426
+207
+95% +$12.9K
SMC
3183
Summit Midstream
SMC
$476M
$31K ﹤0.01%
82
+1
+1% +$342
HZN
3184
DELISTED
Horizon Global Corporation
HZN
$31K ﹤0.01%
1,317
+886
+206% +$20K
TIVO
3185
DELISTED
Tivo Inc
TIVO
$31K ﹤0.01%
1,486
+139
+10% +$2.83K
AYR
3186
DELISTED
Aircastle Ltd
AYR
$31K ﹤0.01%
1,485
-2,509
-63% -$52.9K
RDC
3187
DELISTED
Rowan Companies Plc
RDC
$31K ﹤0.01%
1,669
-305
-15% -$4.97K
TAHO
3188
DELISTED
Tahoe Resources Inc
TAHO
$31K ﹤0.01%
2,994
-70
-2% -$730
OCLR
3189
DELISTED
Oclaro Inc.
OCLR
$31K ﹤0.01%
3,417
+1,404
+70% +$12.1K
CFCB
3190
DELISTED
Centrue Financial Corporation
CFCB
$31K ﹤0.01%
1,366
– –
CFNL
3191
DELISTED
Cardinal Financial Corp
CFNL
$31K ﹤0.01%
931
+411
+79% +$12.2K
AIRM
3192
DELISTED
Air Methods Corp
AIRM
$31K ﹤0.01%
972
+149
+18% +$4.59K
EPR.PRC icon
3193
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$30K ﹤0.01%
+1,050
New +$29.6K
EWW icon
3194
iShares MSCI Mexico ETF
EWW
$1.86B
$30K ﹤0.01%
672
-150
-18% -$7.05K
EXPO icon
3195
Exponent
EXPO
$3.21B
$30K ﹤0.01%
994
-36
-3% -$1.04K
GAL icon
3196
State Street Global Allocation ETF
GAL
$316M
$30K ﹤0.01%
894
– –
IBKR icon
3197
Interactive Brokers
IBKR
$41.6B
$30K ﹤0.01%
3,296
-172
-5% -$1.56K
ICUI icon
3198
ICU Medical
ICUI
$4.59B
$30K ﹤0.01%
220
-18
-8% -$2.6K
JOE icon
3199
St. Joe Company
JOE
$3.86B
$30K ﹤0.01%
1,571
-35
-2% -$670
MNA icon
3200
IQ ARB Merger Arbitrage ETF
MNA
$254M
$30K ﹤0.01%
1,023
+636
+164% +$18.5K
126 127
128
129 130

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.