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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFV
3176
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$15K ﹤0.01%
+2,000
New +$15K
QDYN
3177
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
$15K ﹤0.01%
400
– –
RFP
3178
DELISTED
Resolute Forest Products Inc.
RFP
$15K ﹤0.01%
+838
New +$14.6K
AIG.WS
3179
DELISTED
American International Group, Inc.
AIG.WS
$15K ﹤0.01%
621
+111
+22% +$2.66K
DLBS
3180
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$15K ﹤0.01%
673
-32
-5% -$759
SGYP
3181
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$15K ﹤0.01%
5,000
– –
STB
3182
DELISTED
Student Transportation Inc
STB
$15K ﹤0.01%
2,402
-754
-24% -$4.72K
IOIL
3183
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$15K ﹤0.01%
+1,000
New +$17.2K
SGI
3184
DELISTED
Silicon Graphics Intl.
SGI
$15K ﹤0.01%
1,346
+94
+8% +$897
DANG
3185
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$15K ﹤0.01%
1,600
+100
+7% +$1.11K
UNTD
3186
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$15K ﹤0.01%
1,057
-3,760
-78% -$47.3K
NBBC
3187
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$15K ﹤0.01%
1,706
– –
HUB.A
3188
DELISTED
HUBBELL INC CL-A
HUB.A
$15K ﹤0.01%
133
– –
LRE
3189
DELISTED
LRR ENERGY LP
LRE
$15K ﹤0.01%
2,061
+34
+2% +$428
IFAS
3190
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
$15K ﹤0.01%
494
– –
NNP
3191
DELISTED
NUVEEN NY PERF PLUS MUNI FD
NNP
$15K ﹤0.01%
1,068
– –
KNL
3192
DELISTED
Knoll, Inc.
KNL
$15K ﹤0.01%
688
+198
+40% +$3.78K
FPO
3193
DELISTED
First Potomac Realty Trust
FPO
$15K ﹤0.01%
1,200
+1,191
+13,233% +$14.5K
PLM
3194
DELISTED
PolyMet Mining Corp.
PLM
$15K ﹤0.01%
1,415
+300
+27% +$3.2K
AIRI icon
3195
Air Industries Group
AIRI
$12.2M
$14K ﹤0.01%
136
+126
+1,260% +$13.4K
BLKB icon
3196
Blackbaud
BLKB
$2.1B
$14K ﹤0.01%
333
– –
BRC icon
3197
Brady Corp
BRC
$4.43B
$14K ﹤0.01%
500
-212
-30% -$5.15K
ERTH icon
3198
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$14K ﹤0.01%
490
+105
+27% +$3.02K
HRZN icon
3199
Horizon Technology Finance
HRZN
$343M
$14K ﹤0.01%
976
+9
+0.9% +$125
KBA icon
3200
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$14K ﹤0.01%
+300
New +$11.7K
126 127
128
129 130

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.