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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYKE
3176
DELISTED
SYKES Enterprises Inc
SYKE
$9K ﹤0.01%
472
+137
+41% +$2.85K
SHLO
3177
DELISTED
Shiloh Industries Inc
SHLO
$9K ﹤0.01%
+500
New +$8.73K
SRF
3178
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$9K ﹤0.01%
105
-270
-72% -$26.9K
ZOES
3179
DELISTED
Zoe's Kitchen, Inc.
ZOES
$9K ﹤0.01%
+300
New +$8.87K
BSF
3180
DELISTED
Bear State Financial, Inc.
BSF
$9K ﹤0.01%
1,111
– –
WINT
3181
DELISTED
Windtree Therapeutics Inc
WINT
$9K ﹤0.01%
358
+143
+67% +$3.45K
MBRG
3182
DELISTED
Middleburg Financial Corp
MBRG
$9K ﹤0.01%
505
+3
+0.6% +$55
EPIQ
3183
DELISTED
EPIQ SYSTEMS INC
EPIQ
$9K ﹤0.01%
490
-67
-12% -$996
ASEI
3184
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$9K ﹤0.01%
154
– –
MKTO
3185
DELISTED
MARKETO INC COM STK (DE)
MKTO
$9K ﹤0.01%
274
+15
+6% +$438
AFOP
3186
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$9K ﹤0.01%
734
– –
DMND
3187
DELISTED
DIAMOND FOODS, INC.
DMND
$9K ﹤0.01%
300
-13
-4% -$358
PBY
3188
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$9K ﹤0.01%
1,050
-400
-28% -$4.3K
ACI
3189
DELISTED
ARCH COAL, INC.
ACI
$9K ﹤0.01%
407
– –
PGN
3190
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$9K ﹤0.01%
+1,516
New +$12.7K
GMK
3191
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
$9K ﹤0.01%
215
-78
-27% -$3.5K
MCRL
3192
DELISTED
MICREL INC
MCRL
$9K ﹤0.01%
788
-60
-7% -$702
WLT
3193
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$9K ﹤0.01%
3,935
+3
+0.1% +$16
FBC
3194
DELISTED
Flagstar Bancorp, Inc. New
FBC
$9K ﹤0.01%
528
– –
EXXI
3195
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$9K ﹤0.01%
768
-1,520
-66% -$27K
JSD
3196
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$9K ﹤0.01%
550
– –
MBT
3197
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$9K ﹤0.01%
570
-1,156
-67% -$21.2K
SDR
3198
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$9K ﹤0.01%
1,449
+64
+5% +$464
AG icon
3199
First Majestic Silver
AG
$9.26B
$8K ﹤0.01%
1,000
– –
BBD icon
3200
Banco Bradesco
BBD
$34.3B
$8K ﹤0.01%
1,510
– –
126 127
128
129 130

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.