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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDY icon
3151
iShares S&P India Nifty 50 Index Fund
INDY
$562M
$9K ﹤0.01%
+298
New +$8.88K
JCE icon
3152
Nuveen Core Equity Alpha Fund
JCE
$293M
$9K ﹤0.01%
500
– –
KF
3153
Korea Fund
KF
$266M
$9K ﹤0.01%
211
– –
KOP icon
3154
Koppers
KOP
$874M
$9K ﹤0.01%
282
+84
+42% +$3.05K
MOV icon
3155
Movado Group
MOV
$796M
$9K ﹤0.01%
+268
New +$10.5K
MPWR icon
3156
Monolithic Power Systems
MPWR
$67B
$9K ﹤0.01%
+208
New +$9.15K
MTX icon
3157
Minerals Technologies
MTX
$2.26B
$9K ﹤0.01%
140
-14
-9% -$873
NNVC icon
3158
NanoViricides
NNVC
$34.7M
$9K ﹤0.01%
143
+93
+186% +$7.3K
ON icon
3159
ON Semiconductor
ON
$31.8B
$9K ﹤0.01%
1,002
+500
+100% +$4.62K
PARAA
3160
DELISTED
Paramount Global Class A
PARAA
$9K ﹤0.01%
170
– –
SCHA icon
3161
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$9K ﹤0.01%
712
+160
+29% +$2.14K
SKYW icon
3162
Skywest
SKYW
$4.21B
$9K ﹤0.01%
1,180
– –
SOCL icon
3163
Global X Social Media ETF
SOCL
$91.4M
$9K ﹤0.01%
450
+100
+29% +$1.98K
SQM icon
3164
Sociedad Química y Minera de Chile
SQM
$20.6B
$9K ﹤0.01%
359
-206
-36% -$5.62K
STRT icon
3165
STRATTEC Security
STRT
$338M
$9K ﹤0.01%
+106
New +$7.74K
TBBK icon
3166
The Bancorp
TBBK
$2.82B
$9K ﹤0.01%
+1,000
New +$9.86K
TLF icon
3167
Tandy Leather Factory
TLF
$20.6M
$9K ﹤0.01%
1,000
– –
VTIP icon
3168
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$9K ﹤0.01%
181
– –
WNC icon
3169
Wabash National
WNC
$509M
$9K ﹤0.01%
700
– –
UCB
3170
United Community Banks
UCB
$4.43B
$9K ﹤0.01%
529
+469
+782% +$7.8K
LUMO
3171
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$9K ﹤0.01%
48
+7
+17% +$1.54K
LTRPA
3172
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$9K ﹤0.01%
+251
New +$8.76K
AGRX
3173
DELISTED
Agile Therapeutics
AGRX
$9K ﹤0.01%
1
-1
-50% -$15.4K
AIMC
3174
DELISTED
Altra Industrial Motion Corp
AIMC
$9K ﹤0.01%
314
+156
+99% +$5.21K
RBCN
3175
DELISTED
Rubicon Technology, Inc.
RBCN
$9K ﹤0.01%
200
– –
125 126
127
128 129

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.