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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 6.22%
2 Technology 5.79%
3 Industrials 4.76%
4 Consumer Staples 3.75%
5 Healthcare 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
3126
DELISTED
WPX Energy, Inc.
WPX
$57K ﹤0.01%
4,019
+541
+16% +$6.55K
WCG
3127
DELISTED
Wellcare Health Plans, Inc.
WCG
$57K ﹤0.01%
282
-68
-19% -$13.2K
NCI
3128
DELISTED
Navigant Consulting, Inc.
NCI
$57K ﹤0.01%
2,900
-61
-2% -$1.11K
KLXI
3129
DELISTED
KLX Inc.
KLXI
$57K ﹤0.01%
1,003
– –
CLNE icon
3130
Clean Energy Fuels
CLNE
$395M
$56K ﹤0.01%
27,555
+4,310
+19% +$9.52K
CVE icon
3131
Cenovus Energy
CVE
$56.4B
$56K ﹤0.01%
6,132
-72,660
-92% -$706K
MRCY icon
3132
Mercury Systems
MRCY
$6.7B
$56K ﹤0.01%
1,100
+295
+37% +$15.1K
NTLA icon
3133
Intellia Therapeutics
NTLA
$1.66B
$56K ﹤0.01%
2,900
+1,800
+164% +$41.6K
BIG
3134
DELISTED
Big Lots, Inc.
BIG
$56K ﹤0.01%
980
-29
-3% -$1.57K
NAV
3135
DELISTED
Navistar International
NAV
$56K ﹤0.01%
1,312
+100
+8% +$4.16K
CIO
3136
DELISTED
City Office REIT
CIO
$55K ﹤0.01%
4,234
+1,700
+67% +$22.3K
GOOS
3137
Canada Goose Holdings
GOOS
$850M
$55K ﹤0.01%
+1,752
New +$43K
IEZ icon
3138
iShares US Oil Equipment & Services ETF
IEZ
$382M
$55K ﹤0.01%
1,529
-462
-23% -$15.6K
NEWT icon
3139
NewtekOne
NEWT
$370M
$55K ﹤0.01%
2,996
+926
+45% +$16.4K
NGVC icon
3140
Vitamin Cottage Natural Grocers
NGVC
$632M
$55K ﹤0.01%
6,122
+4,042
+194% +$26.6K
SECT icon
3141
Main Sector Rotation ETF
SECT
$2.91B
$55K ﹤0.01%
2,000
– –
VCEL icon
3142
Vericel Corp
VCEL
$2.29B
$55K ﹤0.01%
10,005
+10,000
+200,000% +$46.1K
ZTR
3143
Virtus Total Return Fund
ZTR
$341M
$55K ﹤0.01%
4,044
+103
+3% +$1.37K
SPWR
3144
DELISTED
SunPower Corporation Common Stock
SPWR
$55K ﹤0.01%
9,843
-2,158
-18% -$11.2K
IMGN
3145
DELISTED
Immunogen Inc
IMGN
$55K ﹤0.01%
8,619
+191
+2% +$1.18K
AMOV
3146
DELISTED
America Movil SAB de CV
AMOV
$55K ﹤0.01%
3,325
-30
-0.9% -$504
BREW
3147
DELISTED
Craft Brew Alliance, Inc.
BREW
$55K ﹤0.01%
2,834
+1,984
+233% +$37.2K
OTIV
3148
DELISTED
OTI On Track Innovations Ltd
OTIV
$55K ﹤0.01%
40,500
+500
+1% +$650
CVRR
3149
DELISTED
CVR Refining, LP
CVRR
$55K ﹤0.01%
3,300
-3,155
-49% -$39K
BBF
3150
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$55K ﹤0.01%
+3,900
New +$57.1K
124 125
126
127 128

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.