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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNTD
3126
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$23K ﹤0.01%
1,974
– –
JTPY
3127
DELISTED
JetPay Corporation
JTPY
$23K ﹤0.01%
8,400
+3,400
+68% +$9.77K
CFCB
3128
DELISTED
Centrue Financial Corporation
CFCB
$23K ﹤0.01%
+1,366
New +$21.9K
RKUS
3129
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$23K ﹤0.01%
2,145
– –
SVA
3130
DELISTED
Sinovac Biotech, Ltd
SVA
$23K ﹤0.01%
3,900
– –
BSL
3131
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$22K ﹤0.01%
1,501
+11
+0.7% +$171
CCD
3132
Calamos Dynamic Convertible & Income Fund
CCD
$750M
$22K ﹤0.01%
1,200
– –
CNO icon
3133
CNO Financial Group
CNO
$5.11B
$22K ﹤0.01%
1,184
-169
-12% -$3.28K
CPF icon
3134
Central Pacific Financial
CPF
$998M
$22K ﹤0.01%
1,014
+722
+247% +$16K
DMO
3135
Western Asset Mortgage Opportunity Fund
DMO
$120M
$22K ﹤0.01%
+935
New +$22.4K
EPAC icon
3136
Enerpac Tool Group
EPAC
$1.88B
$22K ﹤0.01%
901
-142
-14% -$3.26K
FDTS icon
3137
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
$14.2M
$22K ﹤0.01%
651
-1,353
-68% -$44.9K
FMN
3138
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$22K ﹤0.01%
1,478
– –
FNDE icon
3139
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.93B
$22K ﹤0.01%
1,199
-1,182
-50% -$23.6K
HEI icon
3140
HEICO Corp
HEI
$52.2B
$22K ﹤0.01%
1,008
+669
+197% +$13.9K
HEWJ icon
3141
iShares Currency Hedged MSCI Japan ETF
HEWJ
$766M
$22K ﹤0.01%
753
+6
+0.8% +$178
IAE
3142
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$94.1M
$22K ﹤0.01%
2,330
– –
KN icon
3143
Knowles
KN
$3.29B
$22K ﹤0.01%
1,687
-463
-22% -$7.9K
LGIH icon
3144
LGI Homes
LGIH
$1.39B
$22K ﹤0.01%
900
+450
+100% +$13.1K
MUR icon
3145
Murphy Oil
MUR
$5.02B
$22K ﹤0.01%
997
-211
-17% -$5.69K
NNI icon
3146
Nelnet
NNI
$4.54B
$22K ﹤0.01%
659
– –
NOG icon
3147
Northern Oil and Gas
NOG
$2.64B
$22K ﹤0.01%
556
-345
-38% -$16.4K
OLED icon
3148
Universal Display
OLED
$4.08B
$22K ﹤0.01%
410
– –
PTC icon
3149
PTC
PTC
$16.4B
$22K ﹤0.01%
659
+20
+3% +$700
RDVY icon
3150
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
$22K ﹤0.01%
1,078
-724
-40% -$15.5K
124 125
126
127 128

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.