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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRP
3126
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$10K ﹤0.01%
400
– –
GTAT
3127
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$10K ﹤0.01%
928
+392
+73% +$5.98K
MOBL
3128
DELISTED
MobileIron, Inc.
MOBL
$10K ﹤0.01%
900
-1,200
-57% -$11.8K
MNE
3129
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$10K ﹤0.01%
725
– –
CHU
3130
DELISTED
China Unicom (HONG KONG) Limited
CHU
$10K ﹤0.01%
648
– –
WNR
3131
DELISTED
Western Refining Inc
WNR
$10K ﹤0.01%
250
-33
-12% -$1.43K
GSC
3132
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$10K ﹤0.01%
225
– –
IPW
3133
DELISTED
SPDR S&P International Energy Sector
IPW
$10K ﹤0.01%
381
– –
BFZ
3134
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$9K ﹤0.01%
600
– –
BOTJ icon
3135
Bank Of The James
BOTJ
$126M
$9K ﹤0.01%
+1,100
New +$9.01K
CDP icon
3136
COPT Defense Properties
CDP
$4.23B
$9K ﹤0.01%
342
+132
+63% +$3.69K
CERS icon
3137
Cerus
CERS
$572M
$9K ﹤0.01%
2,365
-18,635
-89% -$71.7K
CHTR icon
3138
Charter Communications
CHTR
$18.7B
$9K ﹤0.01%
60
+50
+500% +$7.92K
CUBE icon
3139
CubeSmart
CUBE
$9.4B
$9K ﹤0.01%
486
+2
+0.4% +$37
CXH
3140
DELISTED
MFS Investment Grade Municipal Trust
CXH
$9K ﹤0.01%
1,034
+14
+1% +$128
DEI icon
3141
Douglas Emmett
DEI
$1.99B
$9K ﹤0.01%
345
+1
+0.3% +$28
EIG icon
3142
Employers Holdings
EIG
$871M
$9K ﹤0.01%
453
+183
+68% +$3.81K
EPOL icon
3143
iShares MSCI Poland ETF
EPOL
$813M
$9K ﹤0.01%
312
– –
EWT icon
3144
iShares MSCI Taiwan ETF
EWT
$11.6B
$9K ﹤0.01%
300
-600
-67% -$19.3K
FDUS icon
3145
Fidus Investment
FDUS
$751M
$9K ﹤0.01%
+518
New +$9.55K
GERN icon
3146
Geron
GERN
$982M
$9K ﹤0.01%
4,300
-249
-5% -$614
GGZ
3147
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$128M
$9K ﹤0.01%
865
+411
+91% +$4.32K
GIL icon
3148
Gildan
GIL
$10.6B
$9K ﹤0.01%
328
– –
GLRE icon
3149
Greenlight Captial
GLRE
$512M
$9K ﹤0.01%
269
+69
+35% +$2.32K
IDE
3150
Voya Infrastructure, Industrials and Materials Fund
IDE
$201M
$9K ﹤0.01%
500
– –
124 125
126
127 128

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.