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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTM
3126
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
$6K ﹤0.01%
500
– –
AWAY
3127
DELISTED
HOMEAWAY INC COM
AWAY
$6K ﹤0.01%
220
+11
+5% +$341
VRNG
3128
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$6K ﹤0.01%
200
-100
-33% -$3.15K
TBAR
3129
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
$6K ﹤0.01%
200
– –
DRC
3130
DELISTED
DRESSER-RAND GROUP INC
DRC
$6K ﹤0.01%
95
– –
ELX
3131
DELISTED
EMULEX CORP
ELX
$6K ﹤0.01%
825
-500
-38% -$3.89K
ANV
3132
DELISTED
Allied Nevada Gold Corp
ANV
$6K ﹤0.01%
1,378
+300
+28% +$1.56K
PTP
3133
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$6K ﹤0.01%
90
– –
WTSL
3134
DELISTED
WET SEAL INC CL-A
WTSL
$6K ﹤0.01%
+1,500
New +$6.35K
FUBC
3135
DELISTED
1st United Bancorp (Florida)
FUBC
$6K ﹤0.01%
801
+1
+0.1% +$7
ASP
3136
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$6K ﹤0.01%
567
+10
+2% +$98
CHC
3137
DELISTED
CHINA HYDROELECTRIC CORP SPONSORED ADR RPSTG 3 ORD SHS
CHC
$6K ﹤0.01%
2,200
– –
BPO
3138
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$6K ﹤0.01%
306
-172
-36% -$2.87K
NCP
3139
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$6K ﹤0.01%
480
-740
-61% -$9.85K
STSI
3140
DELISTED
STAR SCIENTIFIC INC
STSI
$6K ﹤0.01%
3,000
+2,000
+200% +$3.79K
PPL.PRW
3141
DELISTED
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
$6K ﹤0.01%
+105
New +$5.65K
OMX
3142
DELISTED
OFFICEMAX INCORPORATED
OMX
$6K ﹤0.01%
454
– –
OPTR
3143
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$6K ﹤0.01%
500
– –
VHS
3144
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
$6K ﹤0.01%
300
– –
WCRX
3145
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$6K ﹤0.01%
248
-100
-29% -$2.12K
FLY
3146
DELISTED
Fly Leasing Limited
FLY
$6K ﹤0.01%
409
-32,516
-99% -$458K
HTR
3147
DELISTED
Brookfield Total Return Fund Inc
HTR
$6K ﹤0.01%
275
– –
GUR
3148
DELISTED
SPDR S&P Emerging Europe ETF
GUR
$6K ﹤0.01%
145
-3
-2% -$116
VIA
3149
DELISTED
Viacom Inc. Class A
VIA
$6K ﹤0.01%
70
– –
REV
3150
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
200
– –
124 125
126
127 128

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.