Ladenburg Thalmann Financial Services’s FIRST TRUST ISE GLOBAL PLATINUM INDEX FD PLTM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PLTM Stock Details PLTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-500	Closed	-$6K	–	3957
2013 Q4	$6K	Hold	500	–	–	﹤0.01%	3217
2013 Q3	$6K	Hold	500	–	–	﹤0.01%	3131
2013 Q2	$6K	Buy	+500	New	+$6.1K	﹤0.01%	3008

Other funds holding PLTM

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PLTM Position: Q1 2014 in Review

Ladenburg Thalmann Financial Services sold out of FIRST TRUST ISE GLOBAL PLATINUM INDEX FD (PLTM) in Q1 2014, closing a stake of 500 shares — an estimated $6K sold.

Ladenburg Thalmann Financial Services first reported a position in PLTM in Q2 2013 and held it in 3 quarters. The position peaked at $6K in Q4 2013. 10 funds tracked by Wall St. Rank hold PLTM as of Q1 2014.

Ladenburg Thalmann Financial Services reported no remaining FIRST TRUST ISE GLOBAL PLATINUM INDEX FD position as of Q1 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 500 FIRST TRUST ISE GLOBAL PLATINUM INDEX FD shares in Q1 2014, an estimated $6K.
Ladenburg Thalmann Financial Services first reported a position in FIRST TRUST ISE GLOBAL PLATINUM INDEX FD in Q2 2013 and held it in 3 quarters.
Ladenburg Thalmann Financial Services's FIRST TRUST ISE GLOBAL PLATINUM INDEX FD position peaked at $6K in Q4 2013.
10 funds tracked by Wall St. Rank held FIRST TRUST ISE GLOBAL PLATINUM INDEX FD as of Q1 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.