UBS’s FIRST TRUST ISE GLOBAL PLATINUM INDEX FD PLTM Stock Holding History

UBS’s Portfolio PLTM Stock Details PLTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$11K	Buy	906 +406	+81%	+$5.37K	﹤0.01%	8785
2014 Q2	$7K	Hold	500	–	–	﹤0.01%	9294
2014 Q1	$6K	Sell	500 -54,183	-99%	-$669K	﹤0.01%	9453
2013 Q4	$675K	Buy	54,683 +23,935	+78%	+$299K	﹤0.01%	3992
2013 Q3	$395K	Buy	+30,748	New	+$380K	﹤0.01%	4417

Other funds holding PLTM

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

UBS's PLTM Position: Q3 2014 in Review

UBS increased its FIRST TRUST ISE GLOBAL PLATINUM INDEX FD (PLTM) stake by 81% in Q3 2014, buying an estimated $5.37K and bringing the position to 906 shares worth $11K. The position accounts for ﹤0.01% of the portfolio, ranked #8785.

UBS first reported a position in PLTM in Q3 2013 and has held it in 5 quarters since. The position peaked at $675K in Q4 2013. 10 funds tracked by Wall St. Rank hold PLTM as of Q3 2014.

UBS held 906 shares of FIRST TRUST ISE GLOBAL PLATINUM INDEX FD worth $11K as of Q3 2014.
UBS bought 406 FIRST TRUST ISE GLOBAL PLATINUM INDEX FD shares in Q3 2014, an estimated $5.37K.
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8785 holding.
UBS first reported a position in FIRST TRUST ISE GLOBAL PLATINUM INDEX FD in Q3 2013 and has held it in 5 quarters since.
UBS's FIRST TRUST ISE GLOBAL PLATINUM INDEX FD position peaked at $675K in Q4 2013.
10 funds tracked by Wall St. Rank held FIRST TRUST ISE GLOBAL PLATINUM INDEX FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.