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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVIX
3101
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$39K ﹤0.01%
11
+4
+57% +$19.9K
JDD
3102
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$39K ﹤0.01%
3,313
-6,654
-67% -$79.1K
BIT icon
3103
BlackRock Multi-Sector Income Trust
BIT
$701M
$38K ﹤0.01%
2,186
-86
-4% -$1.48K
CAE icon
3104
CAE Inc. Common Shares
CAE
$8.47B
$38K ﹤0.01%
2,513
+15
+0.6% +$220
EQNR icon
3105
Equinor
EQNR
$96.3B
$38K ﹤0.01%
2,182
-588
-21% -$10.6K
FARM
3106
DELISTED
Farmer Brothers
FARM
$38K ﹤0.01%
1,070
-752
-41% -$25.3K
INCO icon
3107
Columbia India Consumer ETF
INCO
$239M
$38K ﹤0.01%
972
-363
-27% -$13K
PRTA icon
3108
Prothena Corp
PRTA
$466M
$38K ﹤0.01%
680
+242
+55% +$12.7K
RCI icon
3109
Rogers Communications
RCI
$19.7B
$38K ﹤0.01%
864
-46
-5% -$1.93K
SAND
3110
DELISTED
Sandstorm Gold
SAND
$38K ﹤0.01%
8,800
+7,600
+633% +$33.4K
SPGP icon
3111
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$38K ﹤0.01%
1,030
– –
SPTM icon
3112
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$38K ﹤0.01%
1,296
– –
ULE icon
3113
ProShares Ultra Euro
ULE
$4.4M
$38K ﹤0.01%
+2,650
New +$37.9K
VFL
3114
DELISTED
abrdn National Municipal Income Fund
VFL
$38K ﹤0.01%
2,927
– –
HTLF
3115
DELISTED
Heartland Financial USA, Inc.
HTLF
$38K ﹤0.01%
765
-700
-48% -$33.8K
FCRD
3116
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$38K ﹤0.01%
3,830
– –
IBMK
3117
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$38K ﹤0.01%
1,464
+55
+4% +$1.41K
SHI
3118
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$38K ﹤0.01%
700
– –
ENDP
3119
DELISTED
Endo International plc
ENDP
$38K ﹤0.01%
3,412
+1,874
+122% +$23.3K
GPOR
3120
DELISTED
Gulfport Energy Corp.
GPOR
$38K ﹤0.01%
2,212
-11
-0.5% -$211
AXE
3121
DELISTED
Anixter International Inc
AXE
$38K ﹤0.01%
478
-248
-34% -$20.2K
LTXB
3122
DELISTED
LegacyTexas Financial Group Inc
LTXB
$38K ﹤0.01%
951
-1
-0.1% -$42
TYPE
3123
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$38K ﹤0.01%
1,870
+896
+92% +$18.7K
VWR
3124
DELISTED
VWR Corporation
VWR
$38K ﹤0.01%
1,352
-6
-0.4% -$160
CFNB
3125
DELISTED
California First National Banc
CFNB
$38K ﹤0.01%
2,325
– –
123 124
125
126 127

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.