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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGP icon
3101
Invesco S&P 500 GARP ETF
SPGP
$2.33B
$35K ﹤0.01%
1,030
-400
-28% -$13.5K
VTLE
3102
DELISTED
Vital Energy
VTLE
$35K ﹤0.01%
126
-75
-37% -$20.6K
TGP
3103
DELISTED
Teekay LNG Partners L.P.
TGP
$35K ﹤0.01%
2,459
-481
-16% -$7.15K
MSGN
3104
DELISTED
MSG Networks Inc.
MSGN
$35K ﹤0.01%
1,607
-633
-28% -$12.6K
MDSO
3105
DELISTED
Medidata Solutions, Inc.
MDSO
$35K ﹤0.01%
697
+41
+6% +$2.13K
TVPT
3106
DELISTED
Travelport Worldwide Limited
TVPT
$35K ﹤0.01%
2,312
+539
+30% +$7.5K
KERX
3107
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$35K ﹤0.01%
5,875
+100
+2% +$546
VWR
3108
DELISTED
VWR Corporation
VWR
$35K ﹤0.01%
1,358
-530
-28% -$14.1K
IPW
3109
DELISTED
SPDR S&P International Energy Sector
IPW
$35K ﹤0.01%
1,882
– –
AZPN
3110
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$35K ﹤0.01%
705
-47
-6% -$2.33K
ACCO icon
3111
Acco Brands
ACCO
$400M
$34K ﹤0.01%
2,564
-2
-0.1% -$23
AGO icon
3112
Assured Guaranty
AGO
$3.36B
$34K ﹤0.01%
881
+189
+27% +$6.35K
CPF icon
3113
Central Pacific Financial
CPF
$1B
$34K ﹤0.01%
1,231
+1
+0.1% +$28
CRBN icon
3114
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.19B
$34K ﹤0.01%
356
+245
+221% +$23.6K
CVGW
3115
DELISTED
Calavo Growers
CVGW
$34K ﹤0.01%
530
+211
+66% +$12.8K
FNDF icon
3116
Schwab Fundamental International Large Company Index ETF
FNDF
$25.9B
$34K ﹤0.01%
1,340
+1,105
+470% +$27.7K
INN
3117
Summit Hotel Properties
INN
$654M
$34K ﹤0.01%
2,161
-49
-2% -$687
JPXN
3118
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$34K ﹤0.01%
650
+8
+1% +$433
JRVR icon
3119
James River Group Holdings
JRVR
$194M
$34K ﹤0.01%
831
+82
+11% +$3.18K
MMSI icon
3120
Merit Medical Systems
MMSI
$5.41B
$34K ﹤0.01%
1,260
– –
MRCY icon
3121
Mercury Systems
MRCY
$6.59B
$34K ﹤0.01%
1,107
+790
+249% +$22.4K
NXST icon
3122
Nexstar Media Group
NXST
$5.85B
$34K ﹤0.01%
530
+238
+82% +$13.6K
OEFA
3123
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.5M
$34K ﹤0.01%
1,550
-34,867
-96% -$750K
SENEA icon
3124
Seneca Foods Class A
SENEA
$1.29B
$34K ﹤0.01%
852
– –
TSE
3125
DELISTED
Trinseo
TSE
$34K ﹤0.01%
585
-57
-9% -$3.2K
123 124
125
126 127

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.