We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALSN icon
3101
Allison Transmission
ALSN
$10.4B
$23K ﹤0.01%
895
+14
+2% +$383
BLDR icon
3102
Builders FirstSource
BLDR
$7.82B
$23K ﹤0.01%
+2,099
New +$26.7K
CRAK icon
3103
VanEck Oil Refiners ETF
CRAK
$273M
$23K ﹤0.01%
+1,189
New +$23.5K
DVAX
3104
DELISTED
Dynavax Technologies
DVAX
$23K ﹤0.01%
926
+400
+76% +$10K
EBS icon
3105
Emergent Biosolutions
EBS
$237M
$23K ﹤0.01%
568
+204
+56% +$7.11K
ENSG icon
3106
The Ensign Group
ENSG
$10.6B
$23K ﹤0.01%
1,069
-107
-9% -$2.25K
ERH
3107
Allspring Utilities & High Income Fund
ERH
$103M
$23K ﹤0.01%
2,087
+41
+2% +$459
FIBK icon
3108
First Interstate BancSystem
FIBK
$3.72B
$23K ﹤0.01%
800
– –
FTRI icon
3109
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$130M
$23K ﹤0.01%
+2,350
New +$22.8K
GOGL
3110
DELISTED
Golden Ocean Group
GOGL
$23K ﹤0.01%
4,320
– –
HYGH icon
3111
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$602M
$23K ﹤0.01%
280
-20
-7% -$1.71K
IWL icon
3112
iShares Russell Top 200 ETF
IWL
$2.28B
$23K ﹤0.01%
500
– –
MHF
3113
Western Asset Municipal High Income Fund
MHF
$152M
$23K ﹤0.01%
3,000
-3,000
-50% -$22.6K
PBYI icon
3114
Puma Biotechnology
PBYI
$451M
$23K ﹤0.01%
299
-410
-58% -$32.2K
SCS
3115
DELISTED
Steelcase
SCS
$23K ﹤0.01%
1,586
+776
+96% +$14.6K
TNC icon
3116
Tennant Co
TNC
$1.18B
$23K ﹤0.01%
421
-199
-32% -$11.7K
TY icon
3117
TRI-Continental Corp
TY
$1.92B
$23K ﹤0.01%
1,148
– –
WIT icon
3118
Wipro
WIT
$19.4B
$23K ﹤0.01%
10,613
– –
LFWD icon
3119
ReWalk Robotics
LFWD
$21.2M
$23K ﹤0.01%
1
– –
SLCA
3120
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$23K ﹤0.01%
1,265
+2
+0.2% +$37
PTR
3121
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$23K ﹤0.01%
344
– –
FOE
3122
DELISTED
Ferro Corporation
FOE
$23K ﹤0.01%
2,050
+1,594
+350% +$18.9K
BPFH
3123
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$23K ﹤0.01%
2,093
+1,166
+126% +$13.6K
STDY
3124
DELISTED
SteadyMed Ltd
STDY
$23K ﹤0.01%
7,150
– –
TAL
3125
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$23K ﹤0.01%
1,447
-443
-23% -$7.77K
123 124
125
126 127

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.