We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHO icon
3101
Sunstone Hotel Investors
SHO
$2.02B
$10K ﹤0.01%
698
+1
+0.1% +$15
SWBI icon
3102
Smith & Wesson
SWBI
$643M
$10K ﹤0.01%
1,431
-600
-30% -$5.59K
WDFC icon
3103
WD-40
WDFC
$3.09B
$10K ﹤0.01%
150
+106
+241% +$7.36K
WWD icon
3104
Woodward
WWD
$21.2B
$10K ﹤0.01%
217
– –
TBRG
3105
DELISTED
TruBridge
TBRG
$10K ﹤0.01%
180
-138
-43% -$8.61K
UPGD icon
3106
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$10K ﹤0.01%
300
-1,519
-84% -$52.6K
HTB
3107
HomeTrust Bancshares
HTB
$837M
$10K ﹤0.01%
+700
New +$10.6K
CLVS
3108
DELISTED
Clovis Oncology, Inc.
CLVS
$10K ﹤0.01%
210
-5,015
-96% -$210K
COHR
3109
DELISTED
Coherent Inc
COHR
$10K ﹤0.01%
164
+35
+27% +$2.21K
PFBI
3110
DELISTED
Premier Financial Bancorp
PFBI
$10K ﹤0.01%
963
– –
MDCO
3111
DELISTED
Medicines Co
MDCO
$10K ﹤0.01%
448
-24
-5% -$610
LTXB
3112
DELISTED
LegacyTexas Financial Group Inc
LTXB
$10K ﹤0.01%
402
+248
+161% +$6.38K
MDSO
3113
DELISTED
Medidata Solutions, Inc.
MDSO
$10K ﹤0.01%
218
+200
+1,111% +$8.86K
ISCA
3114
DELISTED
International Speedway Corp
ISCA
$10K ﹤0.01%
306
-37
-11% -$1.19K
CHSP
3115
DELISTED
Chesapeake Lodging Trust
CHSP
$10K ﹤0.01%
326
+66
+25% +$1.98K
BAC.WS.B
3116
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$10K ﹤0.01%
+10,000
New +$8.09K
SHLD
3117
DELISTED
Sears Holding Corporation
SHLD
$10K ﹤0.01%
429
-68
-14% -$2.22K
TAO
3118
DELISTED
Invesco China Real Estate ETF
TAO
$10K ﹤0.01%
510
– –
GCH
3119
DELISTED
Aberdeen Greater China Fund
GCH
$10K ﹤0.01%
997
– –
LVNTA
3120
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$10K ﹤0.01%
251
-154
-38% -$5.63K
WAC
3121
DELISTED
Walter Investment Mgt Corp
WAC
$10K ﹤0.01%
478
– –
PLKI
3122
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$10K ﹤0.01%
250
– –
IBMD
3123
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$10K ﹤0.01%
185
– –
GTI
3124
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$10K ﹤0.01%
2,100
-6,650
-76% -$57K
MRH
3125
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$10K ﹤0.01%
325
-40
-11% -$1.25K
123 124
125
126 127

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.