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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCO
3076
DELISTED
abrdn Global Income Fund
FCO
$64K ﹤0.01%
8,985
+176
+2% +$1.4K
NPV icon
3077
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
$64K ﹤0.01%
5,473
– –
PGRE
3078
DELISTED
Paramount Group
PGRE
$64K ﹤0.01%
+5,063
New +$71.3K
PLSE icon
3079
Pulse Biosciences
PLSE
$3.18B
$64K ﹤0.01%
5,611
– –
SBH icon
3080
Sally Beauty Holdings
SBH
$1.54B
$64K ﹤0.01%
3,728
– –
VRNT
3081
DELISTED
Verint Systems
VRNT
$64K ﹤0.01%
3,005
+2,108
+235% +$48.5K
HYLD
3082
DELISTED
High Yield ETF
HYLD
$64K ﹤0.01%
1,892
-543
-22% -$19.2K
PDCE
3083
DELISTED
PDC Energy, Inc.
PDCE
$64K ﹤0.01%
1,992
-378
-16% -$15.2K
DNR
3084
DELISTED
Denbury Resources, Inc.
DNR
$64K ﹤0.01%
37,463
– –
YMLI
3085
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$64K ﹤0.01%
5,798
-3,474
-37% -$42.9K
LOXO
3086
DELISTED
Loxo Oncology, Inc
LOXO
$64K ﹤0.01%
452
+240
+113% +$36.4K
AIA icon
3087
iShares Asia 50 ETF
AIA
$5.06B
$63K ﹤0.01%
1,150
-5,225
-82% -$297K
BRX icon
3088
Brixmor Property Group
BRX
$9.2B
$63K ﹤0.01%
4,291
+4,120
+2,409% +$65K
DOG
3089
ProShares Short Dow30
DOG
$87.3M
$63K ﹤0.01%
1,038
-688
-40% -$39.9K
FLN icon
3090
First Trust Latin America AlphaDEX Fund
FLN
$35.5M
$63K ﹤0.01%
3,485
+270
+8% +$5.03K
FSMB icon
3091
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$63K ﹤0.01%
+3,125
New +$63K
IOVA icon
3092
Iovance Biotherapeutics
IOVA
$3.16B
$63K ﹤0.01%
7,168
-1,000
-12% -$9.64K
IPAR icon
3093
Interparfums
IPAR
$3.67B
$63K ﹤0.01%
951
+286
+43% +$17.2K
LIQT icon
3094
LiqTech
LIQT
$18.5M
$63K ﹤0.01%
1,438
+782
+119% +$36K
MED icon
3095
Medifast
MED
$128M
$63K ﹤0.01%
506
+108
+27% +$18.5K
PUMP icon
3096
ProPetro Holding
PUMP
$1.49B
$63K ﹤0.01%
5,016
+3,805
+314% +$62.6K
VYX icon
3097
NCR Voyix
VYX
$1.13B
$63K ﹤0.01%
4,368
+637
+17% +$10K
BIG
3098
DELISTED
Big Lots, Inc.
BIG
$63K ﹤0.01%
2,128
+1,723
+425% +$67K
GOL
3099
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$63K ﹤0.01%
4,673
+309
+7% +$3.12K
IBML
3100
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$63K ﹤0.01%
2,516
+7
+0.3% +$174
122 123
124
125 126

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.