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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEI icon
3076
Methode Electronics
MEI
$606M
$36K ﹤0.01%
866
+247
+40% +$9.06K
PTC icon
3077
PTC
PTC
$16.4B
$36K ﹤0.01%
762
+82
+12% +$3.83K
SLVO icon
3078
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$12.5M
$36K ﹤0.01%
220
– –
SPTM icon
3079
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$36K ﹤0.01%
1,296
– –
TOLZ icon
3080
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$175M
$36K ﹤0.01%
916
+357
+64% +$14K
VTGN icon
3081
VistaGen Therapeutics
VTGN
$11.8M
$36K ﹤0.01%
319
– –
WPS
3082
DELISTED
iShares International Developed Property ETF
WPS
$36K ﹤0.01%
1,066
-22
-2% -$771
IBMK
3083
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$36K ﹤0.01%
1,409
– –
MIME
3084
DELISTED
Mimecast Limited
MIME
$36K ﹤0.01%
2,000
-8,470
-81% -$169K
CFNB
3085
DELISTED
California First National Banc
CFNB
$36K ﹤0.01%
2,325
– –
ALR
3086
DELISTED
Alere Inc
ALR
$36K ﹤0.01%
926
+760
+458% +$30.8K
BBRC
3087
DELISTED
Columbia Beyond BRICs ETF
BBRC
$36K ﹤0.01%
2,402
-121
-5% -$1.86K
VIA
3088
DELISTED
Viacom Inc. Class A
VIA
$36K ﹤0.01%
946
+10
+1% +$410
SPN
3089
DELISTED
Superior Energy Services, Inc.
SPN
$36K ﹤0.01%
209
+128
+158% +$21.4K
ARW icon
3090
Arrow Electronics
ARW
$10.7B
$35K ﹤0.01%
490
-25
-5% -$1.65K
BDC icon
3091
Belden
BDC
$5.31B
$35K ﹤0.01%
467
+29
+7% +$2.07K
CAE icon
3092
CAE Inc. Common Shares
CAE
$8.43B
$35K ﹤0.01%
2,498
– –
CIF
3093
DELISTED
MFS Intermediate High Income Fund
CIF
$35K ﹤0.01%
13,410
+95
+0.7% +$239
CRL icon
3094
Charles River Laboratories
CRL
$13.3B
$35K ﹤0.01%
434
-62
-13% -$4.71K
ESLT icon
3095
Elbit Systems
ESLT
$36.7B
$35K ﹤0.01%
346
+75
+28% +$7.48K
HCI icon
3096
HCI Group
HCI
$2.3B
$35K ﹤0.01%
895
-47
-5% -$1.5K
PGJ icon
3097
Invesco Golden Dragon China ETF
PGJ
$93.4M
$35K ﹤0.01%
1,225
+9
+0.7% +$282
PMO
3098
Franklin Municipal Opportunities Trust
PMO
$290M
$35K ﹤0.01%
2,915
-377
-11% -$4.63K
RCI icon
3099
Rogers Communications
RCI
$19.7B
$35K ﹤0.01%
910
-45
-5% -$1.78K
RDOG icon
3100
ALPS REIT Dividend Dogs ETF
RDOG
$11.4M
$35K ﹤0.01%
847
-18
-2% -$753
122 123
124
125 126

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.