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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPL
3076
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$11K ﹤0.01%
150
– –
EWRI
3077
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$11K ﹤0.01%
215
– –
MCGC
3078
DELISTED
MCG CAP CORP
MCGC
$11K ﹤0.01%
3,039
-535
-15% -$2.11K
ANR
3079
DELISTED
Alpha Natural Resources Inc
ANR
$11K ﹤0.01%
4,276
– –
TNDQ
3080
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
$11K ﹤0.01%
291
+210
+259% +$8.16K
BKYF
3081
DELISTED
BK KY FINL CORP
BKYF
$11K ﹤0.01%
244
– –
CNVR
3082
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$11K ﹤0.01%
316
-5
-2% -$136
FNIO
3083
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$11K ﹤0.01%
359
+3
+0.8% +$100
EE
3084
DELISTED
El Paso Electric Company
EE
$11K ﹤0.01%
307
+93
+43% +$3.52K
ASG
3085
Liberty All-Star Growth Fund
ASG
$349M
$10K ﹤0.01%
1,870
-3,166
-63% -$16.7K
CVBF icon
3086
CVB Financial
CVBF
$4.08B
$10K ﹤0.01%
682
– –
ENTA icon
3087
Enanta Pharmaceuticals
ENTA
$391M
$10K ﹤0.01%
+265
New +$10.6K
FNB icon
3088
FNB Corp
FNB
$6.88B
$10K ﹤0.01%
821
-233
-22% -$2.89K
ICLN icon
3089
iShares Global Clean Energy ETF
ICLN
$2.11B
$10K ﹤0.01%
900
– –
KRC icon
3090
Kilroy Realty
KRC
$4.3B
$10K ﹤0.01%
164
+53
+48% +$3.29K
KWEB icon
3091
KraneShares CSI China Internet ETF
KWEB
$5.31B
$10K ﹤0.01%
+300
New +$11.4K
LFVN icon
3092
LifeVantage
LFVN
$81.9M
$10K ﹤0.01%
1,242
– –
MUSA icon
3093
Murphy USA
MUSA
$10.4B
$10K ﹤0.01%
189
-3
-2% -$155
NTES icon
3094
NetEase
NTES
$78.5B
$10K ﹤0.01%
605
– –
NWS icon
3095
News Corp Class B
NWS
$17.8B
$10K ﹤0.01%
647
+26
+4% +$446
OIS icon
3096
Oil States International
OIS
$526M
$10K ﹤0.01%
156
-98
-39% -$6.15K
PICK icon
3097
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.28B
$10K ﹤0.01%
275
+25
+10% +$1.02K
PSCU icon
3098
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$10K ﹤0.01%
300
– –
RDUS
3099
DELISTED
Radius Recycling
RDUS
$10K ﹤0.01%
409
+87
+27% +$2.31K
RMCF icon
3100
Rocky Mountain Chocolate Factory
RMCF
$15.6M
$10K ﹤0.01%
767
+6
+0.8% +$77
122 123
124
125 126

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.